#(num) | A | B | C | D | E | F | G | H | I | J | K | L | M
N | O | P | Q | R | S | T | U | V | W | X | Y | Z
N | O | P | Q | R | S | T | U | V | W | X | Y | Z
- A -
Abandonment
Abandonment option
ABC agreement
Abnormal returns
Absolute form of purchasing power parity
Absolute Physical Life
Absolute priority
Absorbed
Abusive tax shelter
Accelerated cost recovery system (ACRS)
Accelerated depreciation
Acceleration clause
Acceptance
Accommodative monetary policy
Account
Account balance
Account executive
Account reconciliation
Account statement
Accountant`s opinion
Accounting earnings
Accounting exposure
Accounting insolvency
Accounting liquidity
Accounts payable
Accounts receivable
Accounts receivable financing
Accounts receivable turnover
Accredited investor
Accretion (of a discount)
Accrual Accounting Convention
Accrual basis
Accrual bond
Accrued benefits
Accrued discount
Accrued interest
Accrued market discount
Accumulate
Accumulated Benefit Obligation (ABO)
Accumulated dividend
Accumulated profits tax
Accumulation
Accumulation area
Acid test ratio
Acquired surplus
Acquiree
Acquirer
Acquisition
Acquisition cost
Acquisition of assets
Acquisition of stock
Across the board
Act of state doctrine
Acting in concert
Active
Active account
Active bond crowd
Active box
Active fund management
Active income
Active Management
Active portfolio strategy
Active Return
Active Risk
Actual market
Actuals
Adaptive Filter
Additional bonds test
Additional hedge
Adequacy of coverage
Adjustable rate
Adjustable-rate mortgage (ARM)
Adjustable-rate preferred stock (ARPS)
Adjusted balance method
Adjusted basis
Adjusted debit balance (ADB)
Adjusted exercise price
Adjusted gross income (AGI)
Adjusted present value (APV)
Adjustment bond
Administrative pricing rules
Advance
Advance commitment
Advance Computerized Execution System (ACES)
Advance funded pension plan
Advance refunding
Advance/Decline Line
Adverse opinion
Adverse selection
Advising bank
Advisory letter
Affiliate
Affiliated corporation
Affiliated person
Affirmative covenant
Affordability index
After acquired clause
After-hours dealing or trading
After-tax basis
After-tax profit margin
After-tax real rate of return
Aftermarket
Aged fail
Agency
Agency bank
Agency basis
Agency cost view
Agency costs
Agency incentive arrangement
Agency pass-throughs
Agency problem
Agency securities
Agency theory
Agent
Aggregate exercise price
Aggregation
Aggressive growth mutual fund
Aggressively
Aging schedule
Agreement among underwriters
Ahead of itself
Ahead of you
AIMR Performance Presentation Standards Implementation Committee
Air pocket stock
Alien corporation
All equity rate
All in
All or none order (AON)
All Ordinaries Index
All-in cost
All-in-rate
All-or-none underwriting
Allied member
Alligator spread
Allocation-of-income rules
Allocational efficiency
Allotment
Alpha
Alpha equation
Alphabet stock
Alternative Minimum Tax (AMT)
Alternative mortgage instruments
Alternative order
American Association of Individual Investors (AAII)
American Depository Receipt (ADR)
American Depository Receipt Fees
American Depository Receipt Ratio
American Depository Share (ADS)
American Option
American shares
American Stock Exchange (AMEX)
American-style option
Amman Financial Market (AFM)
Amortization
Amortization factor
Amortizing interest rate swap
Amount outstanding and in circulation
Amsterdam Exchange (AEX)
AMTEL
Analysis
Analyst
And interest
Andean Pact
Angel
Angels
Ankle biter
Announcement date
Annual basis
Annual exclusion
Annual fund operating expenses
Annual meeting
Annual percentage rate (APR)
Annual percentage yield (APY)
Annual rate of return
Annual report
Annualized gain
Annualized holding-period return
Annuitant
Annuitize
Annuity
Annuity certain
Annuity due
Annuity factor
Annuity in arrears
Annuity starting date
Anti-Persistence
Anticipated holding period
Anticipation
Antidilutive effect
Antitrust laws
Any-interest-date
Any-or-all bid
Any-part-of order
Appraisal ratio
Appraisal rights
Appreciation
Appropriation request
Approved list
APS
Arbitrage
Arbitrage bonds
Arbitrage Pricing Theory (APT)
Arbitrage-free option-pricing models
Arbitrageur
Are you open?
Area Pattern
Arm`s length price
Arms index
Around us
Arrearage
Articles of incorporation
Artificial currency
Artificial Intelligence
Ascending tops
Ascending Trend Channel
Asia-Pacific Economic Cooperation Pact (APEC)
Asian Currency Units (ACU)
Asian dollar market
Asian option
Ask
Ask (a.k.a. Offer)
Asked price
Asked to bid/offer
Aspirin
Assay
Assessed valuation
Asset
Asset activity ratios
Asset allocation decision
Asset allocation mutual fund
Asset classes
Asset Depreciation Range System
Asset for asset swap
Asset management account
Asset play
Asset pricing model
Asset stripper
Asset substitution
Asset substitution problem
Asset swap
Asset turnover
Asset value
Asset-backed security
Asset-based financing
Asset-coverage test
Asset/equity ratio
Asset/liability management
Assets
Assets requirements
Assets-in-place
Assignment
Assignment of proceeds
Assimilation
Association of Southeast Asian Nations (ASEAN)
Assumed interest rate
Assumption
ASX Derivatives and Options Market (ASXD)
Asymmetric information
Asymmetric taxes
Asymmetric volatility
Asymmetry
At par
At risk
At the bell
At the close order
At the figure
At the full
At the opening order
At-the-money
Athens Stock Exchange (ASE)
Attractor
Attribute bias
Auction Market Preferred Stock (AMPS)
Auction markets
Auction rate preferred stock (ARPS)
Audit
Audit trail
Auditor`s report
Aunt Millie
Australian Stock Exchange (ASX)
Autarky
Autex
Authentication
Authority bond
Authorized shares
Auto-Regressive (AR) Process
Auto-Regressive Conditional Heteroskedasticity (ARCH)
Autocorrelation
Automated bond system (ABS)
Automated Clearing House (ACH)
Automated Customer Account Transfer (ACAT)
Automated Order System (AOS)
Automated Pit Trading (APT)
Automatic extension
Automatic funds transfer
Automatic investment program
Automatic stay
Automatic withdrawal
Autoquote
Autoregressive
Availability float
Available on the way in
Average
Average (across-day) measures
Average age of accounts receivable
Average collection period, or days` receivables
Average cost
Average cost of capital
Average daily balance
Average discount rate
Average down
Average equity
Average life
Average maturity
Average rate of return (ARR)
Average tax rate
Average up
Away
Away from the market
Away from us
Away from you
Axe to grind
- B -
Back away
Back fee
Back months
Back office
Back on the shelf
Back taxes
Back Testing
Back up
Back up the truck
Back-end load fund
Back-testing
Back-to-back financing
Back-to-back loan
Backdating
Backed in
Backup line
Backup Line of Credit
Backwardation
Bad debt
Bad delivery
Bad title
Bai-kai
Bailing out
Bailout bond
Baker Plan
Balance of payments
Balance of trade
Balance on goods and services
Balance sheet
Balance sheet identity
Balanced budget
Balanced fund
Balanced mutual fund
Balloon interest
Balloon maturity
Balloon Payment
Bank anticipation notes (BAN)
Bank collection float
Bank discount basis
Bank draft
Bank for International Settlements (BIS)
Bank holding company
Bank Insurance Fund (BIF)
Bank Investment Contract (BIC)
Bank line
Bank trust department
Bank wire
Bank-based corporate governance system
Banker`s acceptance
Banking Delay
Bankmail
Bankruptcy
Bankruptcy cost view
Bankruptcy risk
Bankruptcy view
Bar
Bar Chart
Barbell strategy
Barefoot pilgrim
Bargain hunter
Bargain-purchase-price option
Barometer
BARRA`s performance analysis (PERFAN)
Barrier options
Barron`s confidence index
Barter
Base
Base currency
Base market value
Base period
Base probability of loss
Base rate
Basel Accord
Basic balance
Basic business strategies
Basic IRR rule
Basis
Basis point
Basis price
Basis risk
Basket
Basket options
BD form
BDS Statistic
Bear
Bear CD
Bear hug
Bear Market
Bear raid
Bear Spread
Bear Trap
Bearer bond
Bearer form
Bearer share
Bearish
Beating the gun
Before-tax contributions
Before-tax profit margin
Beggar-thy-neighbor
Beggar-thy-neighbor devaluation
Behind
Bell
Below par
Benchmark
Benchmark error
Benchmark interest rate
Benchmark issue
Beneath
Beneficial ownership
Beneficiary
Bequest
Best-efforts sale
Best-interests-of-creditors test
Best`s rating
Beta
Beta equation (security)
Beta=
Bi-weekly mortgage loan
Bid
Bid away
Bid price
Bid wanted
Bid-asked spread
Bid-to-cover ratio
Bidder
Bidding buyer
Bidding through the market
Bidding up
Bifurcation
Bifurcation Diagram
Big Bang
Big Board
Big picture
Big producer
Big uglies
Bill of exchange
Bill of lading
Billing cycle
Binder
Binomial option pricing model
Black Friday
Black market
Black Monday
Black-Scholes option-pricing model
Blank check
Blank check offering
Blanket fidelity bond
Blanket inventory lien
Blanket recommendation
Blind pool
Blind trust
Blitzkrieg tender offer
Block
Block call
Block house
Block list
Block trade
Block trader
Block voting
Blocked currency
Blocked funds
Blow-off top
Blowout
Blue chip stocks
Blue list
Blue-chip company
Blue-sky laws
Bo Derek stock
Board broker
Board of Directors
Board of Governors of the Federal Reserve System
Board room
Bogey
Boilerplate
Bolt
Bond
Bond agreement
Bond anticipation note (BAN)
Bond broker
Bond Buyer
Bond Buyer`s municipal bond index
Bond counsel
Bond covenant
Bond crowd
Bond discount
Bond equivalent yield
Bond fund
Bond indenture
Bond indexing
Bond market association
Bond mutual fund
Bond points
Bond power
Bond rating
Bond ratio
Bond swap
Bond value
Bond-equivalent basis
Bondholder
BONDPAR
Bonds
Bonds Enabling Annual Retirement Savings (BEARS)
Boning
Book
Book cash
Book profit
Book runner
Book to bill
Book to market
Book value
Book value per share
Book-entry securities
Bootstrap
Bootstrapping
Borrow
Borrowed reserves
Borrower fallout
Boston Exchange Automated Communication Order-Routing Network (BEACON)
Bot
Bottom
Bottom fisher
Bottom-up equity management style
Bought deal
Bounce
Bourse
Boutique
Box
Box Spread
Bracket
Bracket creep
Brady bonds
Branch
Breadth
Breadth of the market
Break
Break price
Break-even analysis
Break-even lease payment
Break-even payment rate
Break-even point
Break-even tax rate
Breaking the syndicate
Breakout
Breakpoint sale
Breeden, Douglas T.
Bretton Woods Agreement
Bridge financing
Bring it out
British clearers
Broad tape
Broken up
Broker
Broker-dealer
Brokered CD
Brokered market
Brought over the wall
Brussels Stock Exchange (BSE)
Bubble theory
Buck
Bucket shop
Budget
Budget authority
Budget deficit
Budget surplus
Build a book
Builder buydown loan
Bulge
Bulge bracket
Bull
Bull CD
Bull Market
Bull spread
Bull-bear bond
Bulldog bond
Bulldog market
Bullet contract
Bullet loan
Bullet strategy
Bullion coins
Bullish
Bump-up CD
Bunching
Bundling, unbundling
Burn rate
Burnout
Business cycle
Business day
Business failure
Business risk
Business segment reporting
Bust-up takeover
Busted convertible
Butterfly
Butterfly shift
Butterfly spread
Buy
Buy and Hold
Buy in
Buy limit order
Buy minus order
Buy on close
Buy on margin
Buy on opening
Buy on the bad news
Buy order
Buy stop order
Buy the book
Buy them back
Buy-and-hold strategy
Buy-and-write strategy
Buy-side analyst
Buyback
Buydowns
Buyer`s market
Buyers/sellers on balance
Buying climax
Buying power
Buying the index
Buyout
Bylaws
Bypass trust
- C -
Cabinet security
Cable
CAC 40 index
Cage
Calendar
Calendar effect
Calendar Spread
Call
Call an option
Call date
Call feature
Call loan
Call money rate
Call option
Call premium
Call price
Call protection
Call provision
Call risk
Call swaption
Callability
Callable
Called away
Can get $xxx
Canadian agencies
Canadian Dealing Network (CDN)
Canadian Exchange Group (CEG)
Cancel
Candlestick Charts
Cannot compete
Cannot complete
Cap
Capacity
Capital
Capital account
Capital allocation decision
Capital asset
Capital asset pricing model (CAPM)
Capital budget
Capital budgeting
Capital Builder Account (CBA)
Capital expenditures
Capital flight
Capital formation
Capital gain
Capital gains distribution
Capital gains tax
Capital gains yield
Capital goods
Capital growth
Capital International Indexes
Capital investment
Capital lease
Capital loss
Capital market
Capital market efficiency
Capital market imperfections view
Capital market line (CML)
Capital rationing
Capital requirements
Capital shares
Capital stock
Capital structure
Capital surplus
Capital turnover
Capital-intensive
Capitalization
Capitalization method
Capitalization rate
Capitalization ratios
Capitalization table
Capitalized
Capitalized interest
Captive finance company
Caput
Car
Carrot equity
Carryforwards
Carrying charge
Carrying costs
Carrying value
Cartel
Cash
Cash & carry
Cash account
Cash and equivalents
Cash asset ratio
Cash basis
Cash budget
Cash commodity
Cash conversion cycle
Cash cow
Cash cycle
Cash deficiency agreement
Cash delivery
Cash discount
Cash dividend
Cash earnings
Cash flow
Cash flow after interest and taxes
Cash flow break-even point
Cash flow coverage ratio
Cash flow from operations
Cash flow matching
Cash flow per common share
Cash flow time line
Cash investments
Cash management
Cash management bill
Cash Market
Cash markets
Cash offer
Cash on delivery (COD)
Cash plus convertible
Cash position
Cash price
Cash ratio
Cash sale/settlement
Cash settlement contracts
Cash transaction
Cash-equivalent items
Cash-on-cash return
Cash-surrender value
Cashbook
Cashier`s check
Cashout
Casualty loss
Casualty-insurance
Catastrophe call
Cats and dogs
Caveat emptor, caveat subscriptor
CEDEL
Ceiling
Central bank
Central Limit Theorem
Centralized cash flow management
Cents per share
Certainty equivalent
Certainty Equivalent Return
Certificate
Certificate of Accrual on Treasury Securities (CATS)
Certificate of deposit (CD)
Certificateless municipals
Certificates of Amortized Revolving Debt (CARD)
Certificates of Automobile Receivables (CAR)
Certified check
Certified Financial Planner (CFP)
Certified financial statements
Certified Public Accountant (CPA)
Chair of the board
Changes in financial position
Chaos
Chaos Theory
Chapter 11 Proceedings
Chapter 7 Proceedings
Characteristic line
Characteristic portfolio
Charge off
Charitable remainder trust
Charter
Chartered Financial Analyst (CFA)
Charting
Chartist
Chartists
Charts
Chasing the market
Chastity bonds
Chattel Mortgage
Cheapest to deliver issue
Check
Checking the market
Checkwriting
Chicago Board of Trade (CBOT)
Chicago Board Options Exchange (CBOE)
Chicago Mercantile Exchange (CME)
Chicago Stock Exchange (CHX)
Chief Executive Officer (CEO)
Chief Financial Officer (CFO)
Chief Operating Officer (COO)
Chinese hedge
Chinese wall
Choice market
Churning
Cincinnati Stock Exchange (CSE)
Circle
Circuit breakers
Circus swap
Citizen bonds
Claim dilution
Claimant
Class
Class action
Classified stock
Clean
Clean opinion
Clean price
Clean up
Clean your skirts
Clear
Clear a position
Clear title
Clearing corporations
Clearing House Automated Payments System (CHAPS)
Clearing House Electronic Subregister System (CHESS)
Clearing house funds
Clearing House Interbank Payments System (CHIPS)
Clearing member
Clearinghouse
Clientele effect
Clone fund
Close
Close a position
Close market
Closed corporation
Closed fund
Closed out
Closed-end fund
Closed-end mortgage
Closely held
Closely held company
Closeout
Closing costs
Closing price
Closing purchase
Closing quote
Closing range
Closing sale
Closing tick
Closing transaction
Cloud on title
Cluster analysis
CMO REIT
Coattail investing
Code of procedure
Coefficient of determination
Coefficient of Variation
Coffee, Sugar & Cocoa Exchange (CS&CE)
Cofinancing agreements
Coherent Market Hypothesis
Coincident indicators
Coinsurance effect
Cold-calling
Collar
Collateral
Collateral trust bonds
Collateralized Bond Obligation (CBO)
Collateralized mortgage obligation (CMO)
Collection
Collection float
Collection fractions
Collection policy
Collection ratio
Collective wisdom
COLT (Continuous on-line trading system)
Comanager
Combination
Combination bond +
Combination matching
Combination strategy
Combined financial statement
Come in
Come out of the trade
Comeout
COMEX
Comfort letter
Commercial draft
Commercial hedgers
Commercial invoice
Commercial letters of credit
Commercial loan
Commercial Mortgage Backed Securities
Commercial paper
Commercial property
Commercial risk
Commingling
Commission
Commission broker
Commission house
Commission-only compensation
Commitment
Commitment fee
Committee on Uniform Securities Identification Procedures (CUSIP)
Commodities Exchange Center (CEC)
Commodity
Commodity Bundle
Commodity Channel Index
Commodity futures contract
Commodity Futures Trading Commission (CFTC)
Commodity indices
Commodity paper
Commodity Research Bureau
Commodity-backed bond
Common code
Common factor
Common market
Common shares
Common stock
Common stock equivalent
Common stock fund
Common stock market
Common stock ratios
Common stock/other equity
Common-base-year analysis
Common-size analysis
Common-size statement
Companion bonds
Company
Company doctor
Comparative advantage
Comparative credit analysis
Comparative statements
Comparison
Comparison universe
Compensating balance
Compensation
Compensatory Financing Facility (CFF)
Competence
Competition
Competition ahead
Competitive bidding
Competitive offering
Complete
Complete capital market
Complete portfolio
Completion bonding
Completion risk
Completion undertaking
Complexity Theory
Compliance department
Composition
Compound Annual Growth Rate
Compound interest
Compound option
Compounding
Compounding frequency
Compounding period
Comprehensive due diligence investigation
Comptroller
Comptroller of the Currency
Computerized market timing system
Concave
Concentration account
Concentration Banks
Concentration services
Concession
Concession agreement
Conditional call
Conditional call options
Conditional sales contracts
Condor
Conduit theory
Confidence indicator
Confidence letter
Confidence level
Confirm me out
Confirmation
Conflict between bondholders and stockholders
Conforming loans
Conglomerate
Conglomerate merger
Consensus forecast
Consignment
Consol
Consolidated financial statement
Consolidated mortgage bond
Consolidated tape
Consolidated tax return
Consolidation
Consolidation loan
Consortium
Consortium banks
Constant dollars
Constant ratio plan
Constant yield method
Constant-dollar plan
Constant-growth model
Construction loan
Constructive receipt
Consumer credit
Consumer Credit Protection Act of 1968
Consumer debenture
Consumer durables
Consumer goods
Consumer interest
Consumer Price Index
Contagion
Contango
Contingency graph
Contingency order
Contingent claim
Contingent deferred sales charge (CDSC)
Contingent immunization
Contingent pension liability
Contingent Voting Power
Continuous compounding
Continuous net settlement (CNS)
Continuous random variable
Contra broker
Contract
Contract month
Contractual Claim
Contractual Intermediary
Contractual plan
Contramarket stock
Contrarian
Contrarian investing
Contribution
Contribution margin
Control
Control Limits
Control parameters
Control stock
Controlled commodities
Controlled disbursement
Controlled foreign corporation (CFC)
Controller
Convenience yield
Convention statement
Conventional mortgage
Conventional option
Conventional pass-throughs
Conventional project
Convergence
Conversion
Conversion factors
Conversion feature
Conversion parity/value
Conversion Period
Conversion premium
Conversion price
Conversion ratio
Conversion value
Convertibility
Convertible 100
Convertible adjustable preferred stock (Caps)
Convertible arbitrage
Convertible bond
Convertible eurobond
Convertible exchangeable preferred stock
Convertible preferred stock
Convertible price
Convertible security
Convertibles: Price of a convertible security including accrued interest.
Convex
Convexity
Cook the books
Cooling-off period
Cooperative
Copenhagen Stock Exchange
Core capital
Core competence
Cornering the market
Corporate acquisition
Corporate bonds
Corporate charter
Corporate equivalent yield
Corporate finance
Corporate financial management
Corporate financial planning
Corporate financing committee
Corporate income fund (CIF)
Corporate processing float
Corporate repurchase
Corporate tax view
Corporate taxable equivalent
Corporation
Correction
Correlation
Correlation coefficient
Correlation Dimension
Correlation Integral
Correspondent
Cost accounting
Cost basis
Cost company arrangement
Cost me
Cost of capital
Cost of carry
Cost of equity
Cost of funds
Cost of goods sold
Cost of lease financing
Cost of limited partner capital
Cost records
Cost Recovery Period
Cost-benefit ratio
Cost-of-carry market
Cost-plus contract
Cost-push inflation
Council of Economic Advisers
Counter trade
Countercyclical stocks
Counterpart items
Counterparties
Counterparty
Counterparty risk
Counterpurchase
Country allocations
Country beta
Country diversification
Country economic risk
Country financial risk
Country risk
Country selection
Coupon
Coupon bond
Coupon equivalent yield
Coupon pass
Coupon payments
Coupon rate
Covariance
Covenants
Cover
Coverage initiated
Coverage ratios
Covered
Covered call
Covered call writing strategy
Covered Foreign Currency Loan
Covered interest arbitrage
Covered Interest Rate Parity
Covered option
Covered or hedge option strategies
Covered put
Covered writer
Covering
CPI
Cram-down deal
Cramdown
Crash
Crawling peg
Credible signal
Credit
Credit analysis
Credit balance
Credit bureau
Credit enhancement
Credit insurance
Credit linked security
Credit period
Credit Policy Delay
Credit rating
Credit Rating Agencies
Credit risk
Credit scoring
Credit spread
Credit Standards
Credit Terms
Credit union
Credit watch
Crediting rate
Creditor
Creditor`s committee
Creditworthiness
Creeping tender offer
CREST
Crisp Sets
Critical Levels
Cross
Cross hedging
Cross rates
Cross-border bonds
Cross-border factoring
Cross-border risk
Cross-default
Cross-holdings
Cross-sectional analysis
Cross-sectional approach
Cross-Sectional Ratio Analysis
Cross-share holdings
Crossed market
Crossed trade
Crossover rate
Crowd trading
Crowding out
Crown jewel
Cum dividend
Cum rights
Cumulative abnormal return (CAR)
Cumulative Auction Market Preferred Stocks (CAMPS)
Cumulative dividend feature
Cumulative preferred stock
Cumulative probability distribution
Cumulative total return
Cumulative Translation Adjustment (CTA) account
Cumulative voting
Currency
Currency arbitrage
Currency basket
Currency Board
Currency call option
Currency diversification
Currency Exchange Risk
Currency future
Currency futures contract
Currency hedge
Currency in circulation
Currency no longer issued
Currency option
Currency overvaluation
Currency put option
Currency risk sharing
Currency selection
Currency swap
Current account
Current assets
Current coupon
Current Coupon Bond
Current income
Current income bonds
Current issue
Current liabilities
Current market value
Current maturity
Current production rate
Current rate method
Current Ratio
Current yield
Current/noncurrent method
Cushion
Cushion bonds
Cushion theory
CUSIP number
Custodial fees
Custodian
Custodian bank
Customary payout ratios
Customer picking prices
Customer`s loan consent
Customers` net debit balance
Customized benchmarks
Customs union
Cutoff point
Cycles
Cyclical stock
- D -
Daily price limit
Daily Range
Daisy chain
Date of issue
Date of payment
Date of record
Dated date
Dates convention
Dating
Dawn raid
Day around order
Day loan
Day of deposit to day of withdrawal account
Day Order
Day Trading
Days in receivables
Days` sales in inventory ratio
Days` sales outstanding
De facto
Dead cat bounce
Deal flow
Deal stock
Dealer
Dealer loan
Dealer market
Dealer options
Dealing desk (Trading desk)
Dear money
Death play
Death Valley Curve
Death-backed bonds
Debenture
Debenture bond
Debenture stock
Debit balance
Debit spread
Debt
Debt bomb
Debt capacity
Debt displacement
Debt instrument
Debt leverage
Debt limit
Debt limitation
Debt market
Debt outstanding subject to limitation
Debt ratio
Debt relief
Debt retirement
Debt securities
Debt service
Debt service coverage
Debt service parity approach
Debt swap
Debt-for-equity swap
Debt-service coverage ratio
Debt/equity ratio
Debtor
Debtor in possession
Debtor-in-possession financing
Decile rank
Decimal trading
Decimalization
Decision Break-Point Analysis
Decision tree
Declaration date
Declare
Dedicated capital
Dedication strategy
Deductible contribution
Deduction
Deductive reasoning
Deep in/out of the money
Deep-discount bond
Deep-in-the-Money
Default
Default premium
Default risk
Defeasance
Defensive securities
Deferred account
Deferred annuities
Deferred call
Deferred charge
Deferred compensation
Deferred equity
Deferred futures
Deferred interest bond
Deferred nominal life Annuity
Deferred payment annuity
Deferred taxes
Deficiency letter
Deficit
Deficit spending
Defined asset fund
Defined benefit plan
Defined contribution plan
Deflation
Deflator
Delay
Delayed issuance pool
Delayed opening
Delayed settlement/delivery
Delinquency
Delisting
Deliver
Deliverable bills
Deliverable instrument
Delivery
Delivery date
Delivery notice
Delivery options
Delivery points
Delivery price
Delivery versus payment
Delphi technique
Delta
Delta cross-hedge
Delta hedge
Delta Neutral
Demand
Demand deposits
Demand line of credit
Demand loan
Demand master notes
Demand shock
Demand-pull inflation
Denomination
Dependent
Dependent variable
Depository Institutions Deregulation and Monetary Control Act
Depository preferred
Depository receipt
Depository transfer check (DTC)
Depository Trust Company (DTC)
Depreciate
Depreciated cost
Depreciation
Depreciation tax shield
Depressed market
Depressed price
Depression
Deregulation
Derivative
Derivative instruments
Derivative markets
Derivative security
Derivatives
Descending tops
Descending Triangle
Descriptor
Designated order turnaround system (DOT)
Desk
Detachable warrant
Determinism
Deterministic models
Detrend
Deutsche Börse AG (DBAG)
Deutsche Terminbörse (DTB)
Devaluation
Diagonal Spread
Dialing for dollars
Diamonds
Diff
Difference check
Difference from S&P
Differential
Differential disclosure
Differential swap
Diffusion process
Digits deleted
Dilution
Dilution protection
Dilutive effect
Dip
Direct Claim
Direct costs of financial distress
Direct deposit service
Direct estimate method
Direct Exchange Rate
Direct foreign investment (DFI)
Direct investment
Direct lease
Direct Loan Program
Direct overhead
Direct paper
Direct participation program
Direct placement
Direct quote
Direct rollover
Direct search market
Direct stock-purchase programs
Direct terms
Directorship
Dirty float
Dirty price
Dirty stock
Disability income insurance
Disbursement float
Discharge of bankruptcy
Discharge of lien
Disclaimer of opinion
Disclosure
Discontinued operations
Discount
Discount bond
Discount broker
Discount factor
Discount Interest
Discount period
Discount rate
Discount securities
Discount window
Discount yield
Discounted basis
Discounted cash flow (DCF)
Discounted dividend model (DDM)
Discounted in/by market
Discounted payback
Discounted payback period rule
Discounting
Discounting the news
Discrete compounding
Discrete random variable
Discrete variable
Discretionary account
Discretionary cash flow
Discretionary income
Discretionary order
Discretionary reserves
Discretionary trust
Discriminate analysis
Dishonor
Disinflation
Disintermediation
Disinvestment
Disposable income
Distress sale
Distributed
Distributing syndicate
Distribution
Distribution area
Distribution by coupon
Distribution by credit quality
Distribution by issuer
Distribution by maturity
Distribution Cost Advantage
Distribution period
Distribution plan
Distribution schedule
Distribution stock
Distributions
Divergence
Diversification
Diversified investment company
Divestiture
Dividend
Dividend clawback
Dividend clientele
Dividend Discount Model (DDM)
Dividend Discount Return
Dividend growth model
Dividend in arrears
Dividend income
Dividend limitation
Dividend payout ratio
Dividend policy
Dividend rate
Dividend record
Dividend Reinvestment Plan (DRP)
Dividend requirement
Dividend rights
Dividend rollover plan
Dividend trade roll/play
Dividend yield (Funds)
Dividend yield (Stocks)
Dividends payable
Dividends per share
Dividends-received deduction
DM
Do Not Increase (DNI)
Do Not Reduce Order (DNR Order)
Doctrine of sovereign immunity
Documentary collections
Documented discount notes
Documents against acceptance
Documents against payment
Dogs of the Dow
Dollar bears
Dollar bonds
Dollar drain
Dollar duration
Dollar price of a bond
Dollar return
Dollar roll
Dollar safety margin
Dollar shortage
Dollar-weighted rate of return
Domestic bonds
Domestic corporation
Domestic International Sales Corporation (DISC)
Domestic market
Domestic series
Don`t fight the tape
Don`t know (DK, DKed)
Donor
Double auction market
Double auction system
Double bottom
Double Bottom/ Double Top
Double dip
Double taxation
Double top
Double up
Double witching day
Double-barreled
Double-declining-balance depreciation
Double-declining-balance depreciation method (DDB)
Double-dip lease
Double-entry bookkeeping
Double-tax agreement
Doubling option
Dow Jones Industrial Average
Dow Jones Industrial Average (DJIA)
Dow Theory
Down round
Down-and-in option
Down-and-out option
Downgrade
Downside risk
Downside Volume
Downsizing
Downstream
Downtick
Downturn
Draft
Draining reserves
Draw a call
Drawback
Drawdown
Dressing up a portfolio
Drip feed
Drive-by VC
Drop
Drop lock
Drop, The
Drop-dead day
Drop-dead fee
Dual banking
Dual listing
Dual syndicate equity offering
Dual trading
Dual-currency issues
Dual-purpose fund
Due bill
Due date
Due diligence
Due diligence meeting
Due-on-sale clause
Dumping
Duplicative portfolio
Dupont system of financial control
Duration
Duration drift
Duration matching strategy
Dutch auction
Dutch Auction Preferred Stock
Duty
Dwarfs
Dynamic asset allocation
Dynamic hedging
Dynamical Noise
Dynamical Systems
Related Links:
- E -
Each way
Early Exercise
Early withdrawal penalty
Earn-out
Earned income
Earned income credit
Earnest money
Earning asset
Earning power
Earnings
Earnings before interest after taxes (EBIAT)
Earnings before interest and, taxes (EBIT)
Earnings before interest, taxes, and depreciation (EBITD)
Earnings before interest, taxes, depreciation, and amortization (EBITDA)
Earnings before taxes (EBT)
Earnings momentum
Earnings per share (EPS)
Earnings response coefficient
Earnings retention ratio
Earnings surprises
Earnings yield
Eating stock
Eclectic paradigm
Econometrics
Economic assumptions
Economic dependence
Economic earnings
Economic exposure
Economic growth rate
Economic income
Economic indicators
Economic Life
Economic order quantity (EOQ)
Economic rents
Economic risk
Economic surplus
Economic union
Economic value added (EVA)
Economics
Economies of scope
Economies of vertical integration
EDGAR
Edge corporations
Education IRA
Effective annual interest rate
Effective annual yield
Effective call price
Effective convexity
Effective date
Effective debt
Effective duration
Effective Interest Rate
Effective margin (EM)
Effective net worth
Effective rate
Effective sale
Effective spread
Effective tax rate
Effective yield
Efficiency
Efficient capital market
Efficient diversification
Efficient frontier
Efficient market
Efficient Market Hypothesis
Efficient markets theory (EMT)
Efficient portfolio
Efficient set
Efficient surface
Eighth[-ed]
Either-or order
Either-way market
Either/or facility
Elasticity of an option
Elasticity of demand and supply
Elect
Electronic data interchange (EDI)
Electronic depository transfers
Elephants
Eleven bond index
Eligible bankers` acceptances
Elliot Wave Theory
Elliott Wave Theory
Elves
Embedded option
Emergency fund
Emergency Home Finance Act of 1970
Emerging Company Marketplace (ECM)
Emerging markets
Emerging Markets Free index (EMF)
Emerging markets fund
Employee contribution
Employee Retirement Income Security Act (ERISA)
Employee stock fund
Employee stock ownership plan (ESOP)
Employer matching contribution
Empty head and pure heart test
Encumbered
End-of-year convention
Endogenous uncertainty
Endogenous variable
Endorse
Endowment
Endowment funds
Energy mutual fund
Enhanced indexing
Enhancement
Enterprise
Enterprise Value
Entrepreneur
Entropy
Environmental fund
Equal dollar swap
Equal percentage contribution rule (EPCoR)
Equal shares swap
Equalizing dividend
Equilibrium
Equilibrium exchange rate
Equilibrium market price of risk
Equilibrium price
Equilibrium rate of interest
Equipment leasing partnership
Equipment trust certificates
Equitable owner
Equity
Equity cap
Equity claim
Equity collar
Equity contribution agreement
Equity floor
Equity funding
Equity kicker
Equity options
Equity REIT
Equity swap
Equity-linked Eurobonds
Equity-linked policies
Equityholders
Equivalent annual annuity
Equivalent annual benefit
Equivalent annual cash flow
Equivalent annual cost
Equivalent bond yield
Equivalent loan
Equivalent taxable yield
Equivolume Chart
Erosion
Escalator clause
Escheatment
Escrow
Escrow receipt
Escrowed to Maturity (ETM)
Estate planning
Estate tax
Estimated tax
Ethics
Euclidean Geometry
Euro
Euro CDs
Euro lines
Euro straight
Euro-commercial paper
Euro-medium term note (Euro-MTN)
Euro-note
Euro.NM
Eurobank
Eurobond
Euroclear
Eurocredit market
Eurocredits
Eurocurrency
Eurocurrency deposit
Eurocurrency market
Eurodollar
Eurodollar bonds
Eurodollar certificate of deposit
Eurodollar obligations
Euroequity issues
European Currency Unit (ECU)
European exchange rate mechanism (ERM)
European Monetary System (EMS)
European option
European Options Exchange (EOE)
European terms
European Union (EU)
European-style exercise
European-style option
Euroyen bonds
Evaluation period
Evening up
Event anomalies
Event risk
Event study
Events of default
Evergreen credit
Evergreen funding
Ex ante return
Ex ante value
Ex post return
Ex-all
Ex-Dividend
Ex-dividend date
Ex-legal
Ex-pit transaction
Ex-rights
Ex-rights date
Ex-stock dividends
Ex-warrants
Exact interest
Exact matching
Except for opinion
Exceptional Return
Excess accumulation
Excess contribution
Excess kurtosis
Excess margin
Excess profits tax
Excess reserves
Excess return on the market portfolio
Excess returns
Exchange
Exchange controls
Exchange distribution
Exchange fund (also known as swap fund)
Exchange of assets
Exchange of stock
Exchange offer
Exchange privilege
Exchange rate
Exchange Rate Mechanism (ERM)
Exchange rate risk
Exchange Ratio
Exchange risk
Exchange Traded Funds
Exchange, The
Exchangeable
Exchangeable instrument
Exchangeable Security
Excise tax
Exclusionary self-tender
Exclusive
Execution
Execution costs
Exempt securities
Exemption
Exercise
Exercise limit
Exercise notice
Exercise price
Exercise value
Exercising the option
Exhaust price
Exogenous
Exogenous variable
Exotic option
Expansion
Expectations hypothesis theories
Expectations theory of forward exchange rates
Expected dividend yield
Expected future cash flows
Expected future return
Expected return
Expected return on investment
Expected return-beta relationship
Expected Spot Rate
Expected value
Expected value of perfect information
Expense ratio
Expensed
Experience rating
Expiration
Expiration cycle
Expiration date
Explicit Bankruptcy Costs
Explicit tax
Exploding term sheet
Exponential Moving Average
Export financing interest
Export management company
Export-import Bank (Ex-IM Bank)
Expost average rate of return
Exposure netting
Expropriation
Expunge
Extendable bond
Extendable notes
Extension
Extension date
Extension swap
External finance
External funds
External market
Extinguish
Extra Dividend
Extra or special dividends
Extraordinary call
Extraordinary item
Extraordinary positive value
Extrapolative statistical models
F -
Face-amount certificate
Factor
Factor analysis
Factor model
Factor portfolio
Factor Return
Factoring
Fade
Fail
Fair game
Fair market price
Fair price
Fair rate of return
Fair-and-equitable test
Fairness opinion
Fall Down
Fall out of bed
Fallen angels
Fallout risk
Fama, Eugene F.
Family of funds
Far month
Farther out; farther in
FASB No. 52
FASB No. 8
Favorable trade balance
Feasible portfolio
Feasible set of portfolios
Feasible target payout ratios
FED Pass
Federal agency bond
Federal agency securities
Federal Agricultural Mortgage Corporation (Farmer Mac)
Federal credit agencies
Federal deficit (surplus)
Federal Deposit Insurance Corporation (FDIC)
Federal Farm Credit Bank
Federal Farm Credit System
Federal Financing Bank
Federal funds
Federal funds market
Federal funds rate
Federal gift tax
Federal Home Loan Banks
Federal Housing Administration (FHA)
Federal Housing Finance Board (FHFB)
Federal Intermediate Credit Bank
Federal intrafund transactions
Federal Land Bank
Federal National Mortgage Association (Fannie Mae)
Federal Open Market Committee (FOMC)
Federal Reserve Bank
Federal Reserve Board (FRB)
Federal Reserve notes
Federal Reserve System
Federal Savings and Loan Association
Federally related institutions
Fedwire
Fee table
Fee-and-commission compensation
Fee-based compensation
Fee-only compensation
Feedback Systems
FHA prepayment experience
Fiat money
Fibonacci Sequence
Fictitious credit
Fiduciary
Field warehouse
Figure
Figuring the tail
Fill
Fill or kill order (FOK)
Filter
Finance
Finance charge
Finance company
Financial Accounting Standards Board (FASB)
Financial adviser
Financial analysis
Financial analysts
Financial assets
Financial control
Financial distress
Financial distress costs
Financial engineering
Financial future
Financial guarantee insurance
Financial innovation
Financial institution
Financial institution buyer credit policy
Financial Institutions Reform, Recovery and Enforcement Act of 1989 (FIRREA)
Financial intermediaries
Financial lease
Financial leverage
Financial leverage clientele
Financial leverage ratios
Financial market
Financial needs approach
Financial objectives
Financial plan
Financial planner
Financial planning
Financial policy
Financial position
Financial press
Financial price risk
Financial public relations
Financial pyramid
Financial ratio
Financial risk
Financial service income
Financial statement
Financial statement analysis
Financial strategy
Financial structure
Financial supermarket
Financial tables
Financial Times (F-T)-Actuaries indexes
Financing Corporation (FICO)
Financing Cost Savings
Financing decisions
Financing Intermediaries
Finder`s fee
FINEX
Finish
Finite-Life Real Estate Investment Trust (FREIT)
Firewall
Firm
Firm anomalies
Firm commitment underwriting
Firm market
Firm order
Firm quote
Firm-specific news
Firm`s net value of debt
First board
First call
First call date
First In, First Out (FIFO)
First market
First mortgage
First preferred stock
First-pass regression
Fiscal agency agreement
Fiscal policy
Fiscal year (FY)
Fiscal year-end
Fisher effect
Fisher`s separation theorem
Fit
Fitch sheet
Five Cs of credit
Five hundred dollar rule
Five percent rule
Fixation
Fixed annuities
Fixed asset
Fixed asset turnover ratio
Fixed benefits
Fixed cost
Fixed dates
Fixed exchange rate
Fixed for floating swap
Fixed income equivalent
Fixed income instruments
Fixed income market
Fixed premium
Fixed price basis
Fixed trust
Fixed-charge coverage ratio
Fixed-dollar obligations
Fixed-dollar security
Fixed-income securities
Fixed-price tender offer
Fixed-rate loan
Fixed-rate payer
Fixed-term reverse mortgage
Flag
Flash
Flat
Flat price (also clean price)
Flat price risk
Flat scale
Flat tax
Flat trades
Flattening of the yield curve
Flexible budget
Flexible expenses
Flexible mutual fund
Flight to quality
Flip side
Flip-flop note
Flipping
Floater
Floating debt
Floating exchange rate
Floating lien
Floating securities
Floating supply
Floating-rate contract
Floating-rate note (FRN)
Floating-rate payer
Floating-rate preferred
Floor
Floor official
Floor picture
Floor planning
Floor ticket
Floor trader
Floor Traders
Flotation (rotation) cost
Flow of funds
Flow-through basis
Flow-through method
Flower bond
Fluctuation
Fluctuation limit
Flurry
Focus list
Footsie (FTSE)
For a number
For your information (FYI)
For/At
Forbes 500
Force majeure risk
Forced conversion
Forecasting
Foreclosure
Foreign banking market
Foreign base company income
Foreign bond
Foreign bond market
Foreign branch
Foreign corporation
Foreign Corrupt Practices Act
Foreign Credit Insurance Association (FCIA)
Foreign crowd
Foreign currency
Foreign currency forward contract
Foreign currency futures contract
Foreign currency option
Foreign currency translation
Foreign direct investment (FDI)
Foreign equity market
Foreign exchange
Foreign exchange broker
Foreign exchange controls
Foreign exchange dealer
Foreign exchange market
Foreign exchange risk
Foreign exchange swap
Foreign holdings
Foreign investment risk matrix (FIRM)
Foreign market
Foreign market beta
Foreign official institutions
Foreign public borrower
Foreign Sales Corporation (FSC)
Foreign tax credit
Foreign-source income
Foreign-targeted issue
Foreigner
Forex
Forfaiter
Forfaiting
Forfeiting
Forfeiture
Form 10-K
Form 3
Form 4
Form 8-K
Form T
Formula basis
Formula investing
Fortune 500
Forward averaging
Forward contract
Forward cover
Forward currency contract
Forward delivery
Forward differential
Forward discount
Forward exchange rate
Forward exchange transaction
Forward Fed funds
Forward foreign exchange contract
Forward foreign exchange rate
Forward forward contract
Forward interest rate
Forward market
Forward parity
Forward premium
Forward pricing
Forward rate
Forward rate agreement (FRA)
Forward sale
Forward trade
Forward-looking multiple
Fourth market
Fractal
Fractal Dimension
Fractal Distribution
Fractal Market Hypothesis
Fractional Brownian Motion
Fractional coins
Fractional discretion order
Fractional Noise
Fractional share
Franchise agreement
Franchising
Frankfurt Stock Exchange
Freddie Mac (Federal Home Loan Mortgage Corporation)
Free box
Free cash flows
Free delivery
Free float
Free on board (FOB)
Free reserves
Free rider
Free right of exchange
Free stock
Free to trade
Free-riding
Freed up
Freely floating exchange rate system
Freeze out
Freight shippers
FREIT
Frequency distribution
Fresh picture
Fresh signal
Friction costs
Frictional cost
Frictionless market
Frictions
Friendly Merger
Friendly takeover
Front fee
Front office
Front running
Front-end load
Frozen account
Fry a bigger fish
Full
Full compensation
Full coupon bond
Full disclosure
Full faith-and-credit obligations
Full price
Full trading authorization
Full-service broker
Full-service lease
Fully depreciated
Fully diluted earnings per shares
Fully distributed
Fully invested
Fully modified pass-throughs
Fully valued
Fun money
Functional currency
Fund assets
Fund family
Fund manager
Fund of funds
Fund switching
Fundamental beta
Fundamental descriptors
Fundamental forecasting
Fundamental Information
Funded debt
Funded Liability
Funded pension plan
Funding
Funding ratio
Funding risk
Funds From Operations (FFO)
Fungibility
Furthest month
FUTOP
Future
Future Contract
Future investment opportunities
Future value
Future Volatility
Futures commission merchant (FCM)
Futures contract
Futures contract multiple
Futures option
Futures price
Fuzzy Logic
Fuzzy Systems
- G -
Gaijin
Gain
Gap opening
Garage
Garbatrage
Garman-Kohlhagen option pricing model
Gather in the stops
Gaussian
GDP implicit price deflator
Gearing
GEM (growing equity mortgage)
General account
General Agreement on Tariffs and Trade (GATT)
General cash offer
General ledger
General lien
General loan and collateral agreement
General mortgage
General obligation bonds
General partner
General partnership
General revenue
Generally Accepted Accounting Principals (GAAP)
Generation-skipping transfer or trust
Generic
Generic credit spread
Genetic Algorithms
Geographic risk
Geometric mean return
Gestation repo
Get hit
Get out
Ghosting
Gift inter vivos
Gift splitting
Gift tax
Gilt-edged securities
Gilts
Ginnie Mae pass-through
Give up
Give-up
Glamor stock
Glass-Steagall Act
Global bonds
Global Depository Receipt
Global fund
Globalization
GLOBEX
GNMA Midget
GNMA-I
GNMA-II
Gnomes
Go along
Go around
Go to
Go-go fund
Goal
Godfather offer
Goes
Going ahead
Going away
Going into the trade
Going long
Going out
Going private
Going short
Going-concern value
Gold bars
Gold bond
Gold bullion
Gold certificate
Gold coins
Gold exchange standard
Gold fixing
Gold mutual fund
Gold standard
Goldbug
Golden handcuffs
Golden handshake
Golden hello
Golden Mean or Golden Ratio
Golden parachute
Goldilocks economy
Good `til cancelled order (GTC)
Good delivery
Good delivery and settlement procedures
Good faith deposit
Good money
Good through/until date order
Good-this-Month order (GTM)
Goodwill
Government National Mortgage Association (Ginnie Mae)
Government obligations
Government securities
Government sponsored enterprises
Governments
Grace period
Graduated call writing
Graduated lease
Graduated security
Graduated-payment mortgage (GPM)
Graham and Dodd method of investing
Graham-Harvey Measure 1
Graham-Harvey Measure 2
Grandfather clause
Grantor
Grantor Retained Income Trust (GRIT)
Grantor trust
Graveyard market
Gray knight
Gray list
Gray market
Great call
Greater fool theory
Greenmail
Greenshoe option
Gross domestic product (GDP)
Gross earnings
Gross estate
Gross income -
Gross interest
Gross lease
Gross National Product (GNP)
Gross parity
Gross per broker
Gross profit
Gross profit margin
Gross sales
Gross spread
Ground lease
Group insurance
Group of Eight (G-8)
Group of Five (G-5)
Group of Seven (G-7)
Group of Ten
Group rotation
Group rotation manager
Group sales
Group Universal Life Policy (GULP)
Growing Equity Mortgage (GEM)
Growing perpetuity
Growth and income fund
Growth fund
Growth manager
Growth opportunity
Growth phase
Growth rates
Growth stock
Guarantee
Guarantee letter
Guaranteed bond
Guaranteed insurability
Guaranteed insurance contract
Guaranteed investment contract (GIC)
Guaranteed Mortgage Certificates (GMC)
Guaranteed renewable policy insurance
Guaranteed replacement cost coverage insurance
Guarantor program
Gun jumping
Gunslinger
- H -
H-H page
Haircut
Half-life
Half-stock
Hammering the market
Handle
Hands-off investor
Hands-on investor
Hang Seng index
Hard capital rationing
Hard currency
Hard dollars
Harmless warrant
Hart-Scott-Rodino Act
Harvey, Campbell R.
Head & shoulders
Head & Shoulders Pattern
Heavy
Hedge
Hedge clause
Hedge fund
Hedge quality
Hedge ratio (delta)
Hedge wrapper
Hedged portfolio
Hedged tender
Hedgie
Hedging
Hedging demands
Held at the opening
Held order
Hell-or-high-water contract
Helsinki Exchanges (HEX)
Hemline theory
Herstatt risk
HIBOR
Hidden load
Hidden values
High
High credit
High current income mutual fund
High flyer
High price
High withholding tax interest income
High-coupon bond refunding
High-grade
High-grade bond
High-premium convertible debenture
High-tech stock
Highjacking
Highly confident letter
Highly leveraged transaction (HLT)
Highs
Historic Volatility
Historical cost
Historical Cost Accounting Convention
Historical Data
Historical exchange rate
Historical trading range
Historical volatility
Historical yield
Hit the bid
Hit the ribbon
Hold
Holder of record date
Holding company
Holding period
Holding the market
Holding-period return
Holding-Period Yield (HPY)
HOLDRs
Home asset bias
Home run
Homemade dividend
Homemade leverage
Homeowner`s equity account
Homeowner`s insurance policy
Homogeneity
Homogeneous
Homogeneous expectations assumption
Hong Kong Futures Exchange (HKFE)
Horizon analysis
Horizon matching strategy
Horizon return
Horizontal acquisition
Horizontal analysis
Horizontal merger
Horizontal price movement
Hospital revenue bond
Host security
Hostile takeover
Hot
Hot money
House
House account
House call
House maintenance requirement
House of issue
House poor
House rules
Housing bond
How are you making XXX?
Hubris
Hulbert rating
Human capital
Hung up
Hunkering down
Hurdle rate
Hurst Exponent(H)
Hybrid
Hybrid annuity
Hybrid security
Hypothecation
- I -
I-bonds
I-I page
Identified shares
Idiosyncratic Risk
Illegal dividend
Illiquid
Imbalance of orders
Immediate family
Immediate or canceled order (IOC order)
Immediate payment annuity
Immediate settlement
Immunization
Immunization strategy
Impaired capital
Impaired credit
Imperfect market
Implicit Bankruptcy Costs
Implicit tax
Implied call
Implied repo rate
Import substitution development strategy
Import/export letters of credit
Imputation tax system
Imputed interest
Imputed value
In & out
In between
In competition
In hand
In play
In the box
In the context of investments, the price of a stock or bond plus the broker`s commission.
In the hole
In the middle
In the tank
In touch with
In-and-out trader
In-house
In-house processing float
In-line
In-service withdrawal
In-substance defeasance
In-the-money option
Inactive asset
Inactive post
Inactive stock/bond
Incentive fee
Incestuous share dealing
Income baskets
Income beneficiary
Income bond
Income dividend
Income Dividends
Income exclusion rule
Income fund
Income immunization strategies
Income investment company
Income limited partnership
Income property
Income risk
Income statement (statement of operations)
Income stock
Income tax
Incontestability clause
Incorporation
Incremental cash flows
Incremental cost of capital
Incremental costs and benefits
Incremental internal rate of return
Indemnify
Indenture
Independent auditor
Independent broker
Independent investments
Independent project
Independent variable
Index and Option Market (IOM)
Index arbitrage
Index futures
Index method
Index model
Index Shares
Index swap
Index warrant
Indexed bond
Indexing
Indicated dividend
Indicated yield
Indication
Indication of interest
Indication pricing schedule
Indifference curve
Indirect Claim
Indirect costs of financial distress
Indirect diversification benefits
Indirect Exchange Rate
Indirect method
Indirect quote
Indirect terms
Individual Retirement Account (IRA)
Individual Retirement Account (IRA) rollover
Individual tax return
Inductive reasoning
Industrial production
Industrial revenue bond (IRB)
Industrials
Industry
Industry allocation
Inefficient Markets
Inefficient portfolio
Infant industry argument
Inflation
Inflation accounting
Inflation hedge
Inflation risk
Inflation uncertainty
Inflation-escalator clause
Inflation-indexed securities
Inflexible expenses
Information asymmetry
Information Coefficient (IC)
Information content effect
Information costs
Information Ratio
Information services
Information Signaling
Information-motivated trades
Informationless trades
Infrastructure
Ingot
Inheritance tax return
Initial filing
Initial margin
Initial margin requirement
Initial public offering (IPO)
Initiate coverage
Input-output tables
Inquiry
Inside Bid
Inside Day
Inside market
Inside Offer
Insider information
Insider trading
Insider Trading Sanctions Act of 1984
Insiders
Insolvency risk
Insolvent
Installment payments
Installment sale
Instinet (Institutional Networks Corporation)
Institutional broker
Institutional Brokers` Estimate System (IBES)
Institutional investors
Institutionalization
Instrumentality
Instruments
Insurable interest
Insurance
Insurance agent
Insurance broker
Insurance claim
Insurance dividend
Insurance policy
Insurance premium
Insurance principle
Insurance settlement
Insured
Insured account
Insured bond
Insured plans
Intangible asset
Integer programming
Integrated financial market
Intellectual property rights
Inter vivos trust
Interbank market
Interbank spread
Intercommodity spread
Intercompany loan
Intercompany transaction
Interdelivery spread
Interest
Interest coverage ratio
Interest coverage test
Interest deduction
Interest equalization tax
Interest expense
Interest in Arrears
Interest on interest
Interest payments
Interest rate
Interest rate agreement
Interest rate cap
Interest rate ceiling
Interest rate floor
Interest rate futures contract
Interest rate on debt
Interest rate parity line (IRP)
Interest rate parity theorem
Interest rate risk
Interest rate swap
Interest subsidy
Interest tax shield
Interest-only loan
Interest-only strip (IO)
Interest-sensitive insurance policy
Interest-sensitive stock
Interfund transactions
Interim dividend
Interim financing
Interim rate of return
Interim statement
Interlocking directorate
Intermarket sector spread
Intermarket Spread
Intermarket spread swaps
Intermarket Surveillance Information System (ISIS)
Intermarket Trading System (ITS)
Intermediate trend
Intermediate-term
Intermediated market
Intermediation
Intermittency
Internal auditor
Internal expansion
Internal finance
Internal growth rate
Internal market
Internal measure
Internal rate of return (IRR)
Internal Revenue Code
Internal Revenue Service (IRS)
Internal Revenue Service Restructuring and Reform Act of 1998
International arbitrage
International Asset Pricing Model (IAPM)
International Bank for Reconstruction and Development (IBRD)
International Banking Facility (IBF)
International bonds
International Depository Receipt (IDR)
International Development Association (IDA)
International diversification
International Finance Corporation (IFC)
International finance subsidiary
International Fisher effect
International Fisher relationship
International fund
International market index
International Monetary Fund (IMF)
International Monetary Market (IMM)
International monetary system
International mutual fund
International Petroleum Exchange (IPE)
International Security Market Association (ISMA)
International Standards Organization
International Stock Exchange of the U.K. and the Republic of Ireland (ISE)
International Swap Dealers Association (ISDA)
Interpolation
Interpositioning
Intrabudgetary transactions
Intracommodity spread
Intracompany trade
Intraday
Intramarket sector spread
Intrastate offering
Intrinsic value of a firm
Inventory
Inventory financing
Inventory loan
Inventory turnover
Inverse floater
Inverse floating-rate note
Inverted market
Inverted scale
Inverted yield curve
Invest
Investment
Investment adviser
Investment Advisers Act
Investment advisory service
Investment agreement
Investment bank
Investment certificate
Investment climate
Investment club
Investment company
Investment Company Act of 1940
Investment Company Institute (ICI)
Investment decisions
Investment history
Investment income
Investment letter
Investment management
Investment manager
Investment objective
Investment opportunity set
Investment philosophy
Investment policy
Investment product line (IPL)
Investment Risk
Investment software
Investment strategy
Investment strategy committee
Investment Tax Credit
Investment trust
Investment Valuation Model (IVM)
Investment value
Investment-grade bonds
Investments
Investor
Investor fallout
Investor relations
Investor`s equity
Investors service bureau
Invoice
Invoice billing
Invoice date
Invoice price
Involuntary liquidation preference
IRA/Keogh accounts
Irrational call option
Irredeemable bond
Irrelevance result
Irrevocable letter of credit
Irrevocable trust
Island Reversal
Issue
Issued share capital
Issuer
Issuing bank
It`s us
Italian Derivatives Market (IDEM)
Italian Stock Exchange (ISE)
Itemized deduction
- J -
J-curve
January barometer
Japanese Association of Securities Dealers Automated Quotation System (Jasdaq)
Jensen index
Jobber
Johannesburg Stock Exchange (JSE)
Joint account
Joint and survivor annuity
Joint bond
Joint clearing members
Joint stock company
Joint tax return
Joint tenants with right of survivorship
Joint venture
Jointly and severally
Jonestown defense
Joseph Effect
Jumbo certificate of deposit
Jumbo loan
Jump ball
Junior debt (subordinate debt)
Junior issue
Junior mortgage
Junior refunding
Junior security
Jury of executive opinion
Just me asking
Just-in-time inventory systems
Justified price
- K -
Kaffirs
Kangaroos
Kansas City Board of Trade (KCBT)
Kappa
Keiretsu
Keogh plan
Key industry
Key man (or woman) insurance
Kick it out
Kickback
Kicker
Kiddie tax
Killer bees
Kiting
Knock-out option
Know your customer
Kondratieff Wave
Kruggerand
Kuala Lumpur Commodities Exchange (KLCE)
Kuala Lumpur Options and Financial Futures Exchange (KLOFFE)
Kuala Lumpur Stock Exchange (KLSE)
Kurtosis.
L -
Ladder strategy
Lady Macbeth Strategy
Laffer curve
Lag
Lag response of prepayments
Lagging
Laisse-faire
Lambda
Land contract
Landlord
Lapsed option
Large-cap
Last sale
Last split
Last Trade
Last trading day
Late charge
Late tape
Launder
Law of large numbers
Law of one price
Lay off
Layup
Lead
Lead manager
Lead pipe
Lead regulator
Lead underwriter
Leader
Leading
Leading and lagging
Leading economic indicators
Leading indicator
Leading the market
Leakage
Leaps Long
Lease
Lease acquisition cost
Lease rate
Lease-purchase agreement
Leaseback
Leasehold
Leasehold improvement
Leaves
Ledger cash
Leg
Leg up
LEGAL
Legal bankruptcy
Legal capital
Legal defeasance
Legal entity
Legal investments
Legal list
Legal monopoly
Legal opinion
Legal transfer
Legislative risk
Legitimate
Lehman Brothers Adjustable-Rate Mortgage Index
Lehman Brothers Aggregate Bond Index
Lehman Brothers California Municipal Bond Index
Lehman Brothers Corporate Bond Index
Lehman Brothers Government Bond Index
Lehman Brothers Government/Corporate Bond Index
Lehman Brothers Mortgage-Backed Securities Index
Lehman Brothers Municipal Bond Index
Lehman Brothers New York Municipal Bond Index
Lemon
Lend
Lendable funds
Lender
Lender liability lawsuits
Lender of last resort
Lending agreement
Lending at a premium
Lending at a rate
Lending securities
Leptokurtosis
Less-developed countries (LDCs)
Lessee
Lessor
Letter of comment
Letter of credit (LOC)
Letter of intent
Letter stock
Level debt service
Level load
Level pay
Level term insurance
Level-coupon bond
Leverage
Leverage clientele
Leverage ratios
Leverage rebalancing
Leveraged beta
Leveraged buyout (LBO)
Leveraged company
Leveraged equity
Leveraged investment company
Leveraged lease
Leveraged portfolio
Leveraged recapitalization
Leveraged required return
Leveraged stock
Levered portfolio
Liability
Liability funding strategies
Liability insurance
Liability swap
License agreement
Licensing
Lien
Life annuity
Life cycle
Life expectancy
Life insurance
Life insurance in force
Life insurance policy
Lifetime reverse mortgage
Lift
Lifted
Lifting a leg
Lighten up
Limit Cycles
Limit on close order
Limit order book
Limit order information system
Limit up, limit down
Limit Up/ Limit Down
Limitation on asset dispositions
Limitation on conversion
Limitation on liens
Limitation on merger, consolidation, or sale
Limitation on sale-and-leaseback
Limitation on subsidiary borrowing
Limited company
Limited discretion
Limited flexibility exchange rate system
Limited liability
Limited partner
Limited partnership
Limited payment policy
Limited price order
Limited risk
Limited warranty
Limited-liability instrument
Limited-tax general obligation bond
Line of credit
Linear programming
Linear regression
Linking method
Lintner`s observations
Lipper Mutual Fund Industry Average
Liquid asset
Liquid market
Liquid yield option note (LYON)
Liquidating dividend
Liquidation
Liquidation by assignment
Liquidation rights
Liquidation value
Liquidator
Liquidity diversification
Liquidity Fund
Liquidity preference hypothesis
Liquidity premium
Liquidity ratios
Liquidity risk
Liquidity theory of the term structure
Lisbon Stock Exchange (LSE)
Listed firm
Listed option
Listed security
Listed stocks
Listing
Listing broker In the context of equity, when a stock is traded in exchange it is said to be listed.
Listing requirements
Living benefits
Living trust
Living will
Lloyds of London
Load
Load fund
Load spread option
Load-to-load
Loan
Loan amortization schedule
Loan commitment
Loan crowd
Loan Preference Principle
Loan syndication
Loan value
Loan-to-value ratio (LTV)
Loaned flat
Local expectations hypothesis (LEH)
Local expectations theory
Local taxes
Location-specific advantages
Locational arbitrage
Lock
Lock in
Lock-out
Lock-up CDs
Lockbox
Locked in
Locked market
Lockup option
Log-linear least-squares method
Lombard rate
London Commodity Exchange (LCE)
London Interbank Bid Rate (LIBID)
London Interbank Offered Rate (LIBOR)
London International Financial Futures Exchange (LIFFE)
London Metal Exchange (LME)
London Stock Exchange (LSE)
Long bonds
Long coupons
Long hedge
Long leg
Long market value
Long position
Long position in an option
Long run
Long Squeeze
Long straddle
Long-term
Long-Term Anticipation Securities (LEAPS)
Long-term assets
Long-term capital gain
Long-term debt
Long-term debt ratio
Long-term debt-to-equity ratio
Long-term debt/capitalization
Long-term financial plan
Long-term financing
Long-term forward contracts
Long-term gain
Long-term goals
Long-term investor
Long-term liabilities
Long-term loss
Look
Look-thru
Lookback option
Looking for
Loophole
Loose credit
Loss
Loss Carry-Back (Carry-Forward)
Loss ratio
Loss-control activities
Loss-of-income insurance
Lots
Louvre Accord
Low balance method
Low ball
Low grade
Low price
Low price-earnings ratio effect
Low-coupon bond refunding
Low-load fund
Lump sum
Lump-sum distribution
Lyapunov Exponents
M -
Macaroni defense
Macaulay duration
Macro country risks
Macroassessment
Macroeconomics
Madrid Stock Exchange (Bolsa de Madrid)
Magic of diversification
Mail Delay
Mail float
Maintenance call
Maintenance fee
Maintenance margin
Maintenance margin requirement
Majority shareholder
Majority voting
Make a market
Make whole provision
Making delivery
Malaysia Commodity Exchange
Maloney Act
Managed account
Managed float
Management
Management buying
Management buyout (MBO)
Management contract
Management fee
Management/closely held shares
Management`s discussion and analysis (MD&A)
Manager
Managerial decisions
Managerial flexibility
Managing underwriter
Mandatory convertibles
Mandatory redemption schedule
Manipulation
Manufactured housing securities (MHS)
Maple Leaf
Margin account (stocks)
Margin agreement
Margin department
Margin of profit
Margin of safety
Margin requirement
Margin requirement (options)
Margin security
Margin trading
Marginal
Marginal cost
Marginal efficiency of capital
Marginal revenue
Marginal tax rate
Marginal utility
Marital deduction
Marital trust
Mark-to-market
Markdown
Marked-to-market
Market
Market analysis
Market capitalization rate
Market clearing
Market conversion price
Market correction
Market cycle
Market Eye
Market failure
Market If Touched
Market impact costs
Market index
Market Indicators
Market internalization advantages
Market jitters
Market letter
Market microstructure
Market model
Market Not Held Order
Market on Close
Market opening
Market order go-along/participating
Market out clause
Market overhang
Market penetration/share
Market Performance Committee (MPC)
Market portfolio
Market price
Market price of risk
Market prices
Market research
Market return
Market RRR (required rate of return) Schedule
Market sectors
Market segmentation theory or preferred habitat theory
Market Sentiment
Market share
Market sweep
Market timer
Market timing costs
Market tone
Market value ratios
Market value-weighted index
Market-based corporate governance system
Market-based forecasting
Market-book ratio
Market-if-touched (MIT)
Market-on-Close (MOC) order
Marketability
Marketable securities
Marketable title
Marketed claims
Marketplace price efficiency
Marking to market
Marking up or down
Markovian Dependence
Markowitz diversification
Markowitz efficient frontier
Markowitz efficient portfolio
Markowitz efficient set of portfolios
Markowitz, Harry
Marriage penalty
Married put
Master limited partnership (MLP)
Matador market
Match-fund
Matched and lost
Matched book
Matched maturities
Matched orders
Matched sale transaction
Matching concept
Materiality
Materials requirement planning
Mathematical programming
Matif SA
Matrix trading
Mature
Mature economy
Matured noninterest-bearing debt
Maturity date
Maturity factoring
Maturity phase
Maturity spread
Maturity value
Maximum capital gains mutual fund
Maximum expected return criterion (MERC)
Maximum price fluctuation
Maximum return criterion (MRC)
May Day
May expand
MBS depository
MBS servicing
Meals and entertainment expense
Mean
Mean of the sample
Mean-variance analysis
Mean-variance criterion
Measurement error
Median market cap
Medium-term bond
Medium-Term Guarantee Program
Medium-term note
Meff Renta Fija
Meff Renta Variable
Member bank
Member firm
Membership or a seat on the exchange
Menu
Merc, the
Mercantile agency
Mercato Italiano Futures (MIF)
Merchandise
Merchant bank
Mercosur
Merger
Method of payment
Mexican Stock Exchange
Mezzanine bracket
Mezzanine financing
Mezzanine level
Micro country risks
Microassessment
Microeconomics
Mid cap
Mid-cap SPDRs
Midmarket
Milan Stock Exchange
Miller and Modigliani`s irrelevance proposition
Miller, Merton
Mimic
Mini-manipulation
Minimum maintenance
Minimum price fluctuation
Minimum purchases
Minimum-variance frontier
Minimum-variance portfolio
Minority interest
Minus
Minus tick
Misery index
Mismatch bond
Miss the price/market
Mixed account
Mixed bag
Mixed forecasting
Mob spread
Mock trading
Modeling
Modern portfolio theory
Modified Accelerated Cost Recovery System (MACRS)
Modified duration
Modified pass-throughs
Modigliani and Miller Proposition I
Modigliani and Miller Proposition II
Momentum indicators
MONEP (Marche des Options Negociables de Paris)
Monetarist
Monetary assets and liabilities
Monetary gold
Monetary indicators
Monetary policy
Monetary/non-monetary method
Monetize the debt
Money
Money base
Money center banks
Money Flow
Money market
Money market demand account (M.M.D.A.)
Money market fund
Money market hedge
Money market notes
Money market security
Money market yield
Money order
Money purchase plan
Money rate of return
Money supply
Monitor
Monopoly
Monopsony
Monte Carlo simulation
Monthly income preferred security (MIP)
Monthly investment plan
Montreal Exchange/Bourse de Montreal
Moody`s investment grade
Moody`s investors service
Moral hazard
Moral obligation bond
More behind it
More flexible exchange rate system
Morgan Stanley Capital International (MSCI)
Morgan Stanley Capital International Emerging Markets Global Index
Morgan Stanley Capital International Europe Index
Morgan Stanley Capital International Pacific Free index
Morgan Stanley Capital International World Index
Morgan Stanley REIT Index
Morningstar rating system
Mortality tables
Mortgage
Mortgage banker
Mortgage bond
Mortgage broker
Mortgage duration
Mortgage interest deduction
Mortgage life insurance
Mortgage pass-through security
Mortgage pipeline
Mortgage pool
Mortgage rate
Mortgage REIT
Mortgage servicing
Mortgage-backed securities (MSBs)
Mortgage-Backed Securities Clearing Corporation (MBSCC)
Mortgage-pipeline risk
Mortgagee
Mortgager
Moscow Interbank Currency Exchange (MICEX)
Most active list
Most distant futures contract
Moving Average (MA)
Moving Average Convergence/Divergence (MACD)
MTN
MUD
Multi-option financing facility
Multibuyer policy
Multicurrency clause
Multicurrency loans
Multifactor CAPM
Multifamily loans
Multilateral Investment Guarantee Agency (MIGA)
Multilateral netting system
Multinational corporation (MNC)
Multinational netting
Multinational restructuring
Multiperiod immunization
Multiple listing
Multiple peril insurance
Multiple rates of return
Multiple regression
Multiple-discriminant analysis (MDA)
Multiple-issuer pools
Multiples
Multiplier
Multirule system
Municipal bond
Municipal bond fund
Municipal bond insurance
Municipal improvement certificate
Municipal Investment Trust (MIT)
Municipal notes
Municipal revenue bond
Mutilated security
Mutual association
Mutual company
Mutual exclusion doctrine
Mutual fund cash-to-assets ratio
Mutual fund custodian
Mutual fund theorem
Mutual offset
Mutual savings bank
Mutually exclusive investment decisions
N -
Naked option strategies
Naked strategies
Named perils insurance
Narrow market
Narrowing the spread
NASD form FR-1
Nasdaq
NASDAQ Composite Index
Nasdaq small-capitalization companies
Nasdaq stock market
Nasdaq-100 Index Tracking Stock
National Association of Investors Corporation
National Association of Securities Dealers (NASD)
National Association of Securities Dealers Automatic Quotation System (Nasdaq)
National bank
National Credit Union Administration
National debt
National Foundation for Consumer Credit
National Futures Association (NFA)
National Market Advisory Board
National Market System (NMS)
National Quotation Bureau
National Securities Clearing Corporation (NSCC)
National Stock Exchange (NSE)
National tax policy
Nationalization
Natural
Natural logarithm
Near money
Nearby
Nearby futures contract
Nearest month
Need the tick
Negative amortization
Negative cash flow
Negative convexity
Negative covenant
Negative Divergence
Negative duration
Negative income tax
Negative NPV tie-in project
Negative pledge clause
Negative working capital
Negative yield curve
Neglected firm effect
Negotiable
Negotiable bill of lading
Negotiable certificates of deposit
Negotiable instrument
Negotiable order of withdrawal (NOW)
Negotiated certificate of deposit
Negotiated commission
Negotiated markets
Negotiated offering
Negotiated sale
Negotiated underwriting
NEO
Net
Net adjusted present value
Net advantage of refunding
Net advantage to leasing
Net advantage to merging
Net after-tax gain
Net asset value (NAV)
Net assets
Net benefit to leverage factor
Net book value
Net capital requirement
Net cash balance
Net currency exposure
Net current assets
Net errors and omissions
Net exposed assets
Net financing cost
Net float
Net income
Net interest cost (NIC)
Net investment
Net investment income per share
Net lease
Net operating loss carrybacks
Net operating loss carryforwards
Net operating losses
Net operating margin
Net parity
Net period
Net position
Net present value (NPV)
Net present value of future investments
Net present value of growth opportunities
Net present value rule
Net proceeds
Net profit margin
Net quick assets
Net realized capital gains per share
Net sales
Net sales transaction
Net salvage value
Net tangible assets per share
Net transaction
Net transaction exposure
Net working capital
Net worth
Net yield
Netting
Netting out
Neural Nets
Neutral hedge
Neutral period
Neutral stock
New account report
New high/new low
New issue
New listing
New money
New York Cotton Exchange (NYCE)
New York Futures Exchange (NYFE)
New York Mercantile Exchange (NYMEX)
New York Stock Exchange (NYSE)
New Zealand Stock Exchange
New-issues market
News out
Next day settlement
Next futures contract
Nexus (of contracts)
NICs
Nifty Fifty
Nikkei stock average
Nine-bond rule
NM
No Autex
No book
No-action letter
No-brainer
No-load fund
No-load mutual fund
No-load stock
No-par-value stock
Noah Effect
NOB spread
Noisy Chaos
Nominal
Nominal annual rate
Nominal cash flow
Nominal dollars
Nominal exchange rate
Nominal exercise price
Nominal income
Nominal interest rate
Nominal price
Nominal quotation
Nominal yield
Nominee
Nonaccredited investor
Noncallable
Noncash charge
Nonclearing member
Noncompete
Noncompetitive bid
Noncompetitive tender
Noncontributory pension plan
Noncumulative
Noncumulative preferred stock
Noncurrent asset
Noncurrent liability
Nondeductible contribution
Nondeliverable Forward Contracts (NDF)
Nondiscretionary trust
Nondiversifiability of human capital
Nondiversifiable risk
Nonfinancial assets
Nonfinancial services
Noninsured plans
Noninterest-bearing note
Nonintermediated debt market
Nonmarketable security
Nonmarketed claims
Nonmember firm
Nonmonetary assets and liabilities
Nonparallel shift in the yield curve
Nonparticipating life insurance policy
Nonperforming asset
Nonproductive loan
Nonpublic information
Nonpurpose loan
Nonqualified plan
Nonqualifying annuity
Nonqualifying stock option
Nonrated
Nonrecourse
Nonrecourse loan
Nonrecurring charge
Nonredeemable
Nonrefundable
Nonreproducible assets
Nonsterilized intervention
Nonsystematic risk
Nontradables
Nonvoting stock
Normal annuity form
Normal backwardation theory
Normal Distribution
Normal growth firms
Normal investment practice
Normal Market Size (NMS)
Normal portfolio
Normal probability distribution
Normal random variable
Normal retirement
Normalized
Normalized earnings
Normalizing method
North American Free Trade Agreement (NAFTA)
Not a name with us
Not held order (NH order)
Not rated
Not-for-profit
Not-sufficient-funds check
Note
Note agreement
Note issuance facility (NIF)
Notes to the financial statements
Notice of sale
Notification date
Notional principal amount
Nouveau Marche
Novation
NPV profile
Numismatist
NYSE (New York Stock Exchange)
NYSE composite index
- O -
O.K. to cross
Objective (mutual funds)
Objective probability
Obligation
Obligation bond
Obligor
Observational Noise
Ocean bill of lading
Odd-lot dealer
Odd-lot short-sale ratio
Odd-lot theory
OEX index
Off-balance-sheet financing
Off-board
Off-budget Federal entities
Off-floor order
Offer
Offer (a.k.a. Ask)
Offer wanted
Offering date
Offering memorandum
Offering scale
Offering statement
Offerings
Office of Thrift Supervision (OTS)
Official reserves
Official settlements balance (overall balance)
Official statement
Official unrequited transfers
Offset
Offshore finance subsidiary
Offshore fund
Old-line factoring
Oligopoly
Oligopsony
OM Stockholm AB
Omitted dividend
Omnibus account
On
On a clean up
On balance
On board
On the close order
On the money
On the opening order
On the print
On the run
On the sidelines
On the take
On the tape
On-floor order
One-decision stock
One-factor APT
One-man picture
One-share-one-vote rule
One-way market
OPD
Open (good-till-cancelled) order (GTC order)
Open account
Open contracts
Open depending on the floor
Open on the print
Open repo
Open up
Open-end credit
Open-end fund
Open-end lease
Open-end mortgage
Open-market operation
Open-market purchase operation
Open-market rates
Open-outcry
Opening
Opening price
Opening purchase
Opening sale
Opening transaction
Operating Assets
Operating cash flow
Operating cycle
Operating expenses
Operating exposure
Operating in the red
Operating lease
Operating leverage
Operating profit (or loss)
Operating profit margin
Operating rate
Operating ratio
Operating risk
Operationally efficient market
Opinion shopping
OPM
Oporto
Opportunity cost of capital
Opportunity costs
Opportunity line
Opportunity set
Optimal contract
Optimal portfolio
Optimal redemption provision
Optimization approach to indexing
Optimum capacity
Optimum Leverage Ratio
Option account
Option agreement
Option cycle
Option elasticity
Option holder
Option margin
Option mutual fund
Option not to deliver
Option premium
Option price
Option seller
Option series
Option spread
Option-adjusted spread (OAS)
Optional dividend
Optional payment bond
Options contract
Options contract multiple
Options on physicals
Or better
Oral contract
Order
Order imbalance
Order Parameter
Order room
Order splitting
Order ticket
Ordering Costs
Ordinary income
Ordinary interest
Ordinary shares
Organization chart
Organization of Petroleum Exporting Countries (OPEC)
Organized exchange
Original face value
Original issue discount debt (OID debt)
Original Issue Discount securities (OIDS)
Original margin
Original maturity
Origination
Originator
Orphan stock
Oslo Stock Exchange
OTC Bulletin Board
OTC margin stock
Other capital
Other current assets
Other income
Other long-term liabilities
Other sources
Out
Out of line
Out of print
Out Of The Money
Out of the name
Out there
Out with
Out-of-favor industry or stock
Out-of-the-Money
Out-of-the-money option
Outlays
Outright quote
Outright rate
Outside director
Outside market
Outside of you
Outsourcing
Outstanding
Outstanding share capital
Outstanding shares
Over-the-counter (OTC)
Overage
Overall FTC limitation
Overall market price coverage
Overbought-oversold indicator
Overcapitalization
Overdraft
Overfunded pension plan
Overhang
Overhanging Bond
Overhead
Overheating
Overissue
Overlap the market
Overlapping debt
Overlay strategy
Overnight delivery risk
Overnight position
Overnight repo
Overperform
Overreaching
Overreaction hypothesis
Overshooting
Oversubscribed issue
Oversubscription privilege
Overtrading
Overvalued
Overwithholding
Overwriting
Own foreign offices
Owner`s equity
Ownership-specific advantages
P -
P & I
P&L
P&S
P-coast
P/E
P/E effect
P/E ratio
PAC Bond
Pac-Man strategy
Pacific Stock Exchange
Package mortgage
Paid up
Paid-in capital
Paid-up policy
Painting the tape
Paired off
Paired shares
Pairoff
Panic
Panic buying or selling
Paper
Paper dealer
Paper gain (loss)
Par
Par bond
Par value
Par value of currency
Parallel bonds
Parallel loan
Parallel shift in the yield curve
Parameter
Parent company
Paris Bourse
Paris Interbank Offer Rate (PIBOR)
Parity
Parking
Parking violation
Partial
Partial compensation
Participate but do not initiate
Participating buyer/seller
Participating convertible preferred stock
Participating dividend
Participating fees
Participating GIC
Participating life insurance policies
Participating preferred stock
Participation certificates (PC)
Participation loan
Partner
Partnership
Partnership agreement
Party in interest
Pass the book
Pass-through coupon rate
Pass-through rate
Pass-through securities
Passive
Passive Activity Loss (PAL)
Passive bond
Passive income
Passive Income Generator (PIG)
Passive investing
Passive investment management
Passive portfolio
Passive portfolio strategy
Patent
Path-dependent option
Pattern
Pay-as-you-go basis
Pay-down
Pay-to-play
Pay-up
Payable date
Payable through drafts
Payables
Payback
Payee
Payer
Paying agent
Payment date
Payment float
Payment-in-kind (PIK) bond
Payments netting
Payments pattern
Payoff diagram
Payoff profile
Payout period
Payout ratio
Peak
Pecking-order view (of capital structure)
Pegged exchange rate
Pegging
Penalty clause
Penalty tax
Pennant
Penny stock
Pension Benefit Guaranty Corporation (PBGC)
Pension fund
Pension liabilities
Pension parachute
Pension plan
Pension reversion
Pension sponsors
Penultimate profit prospect (PPP)
People pill
Per capita debt
Per stirpes
Percent to double
Percentage financial statement
Percentage order
Percentage premium
Perfect capital market
Perfect competition
Perfect forecast line
Perfect hedge
Perfect market assumptions
Perfect market view (of capital structure)
Perfect market view (of dividend policy)
Perfected first lien
Perfectly competitive financial markets
Performance attribution analysis
Performance bond
Performance evaluation
Performance fund
Performance index
Performance measurement
Performance shares
Performance stock
Period of digestion
Period-certain annuity
Periodic call auction
Periodic payment plan
Periodic payments
Periodic purchase deferred contract
Periodic rate
Permanent Assets
Permanent Current Assets
Permanent financing
Permanent spontaneous current Liabilities
Perpendicular spread
Perpetual bond
Perpetual inventory
Perpetual warrants
Perpetuity
Perquisites
Personal article floater
Personal exemption
Personal income
Personal inflation rate
Personal property
Personal tax view (of capital structure)
Personal trust
Petrodollars
Phantom income
Phantom stock plan
Philadelphia Board of Trade (PBOT)
Philadelphia Stock Exchange (PHLX)
Philippine Stock Exchange
Phillips Curve
Phone switching
Physical asset
Physical verification
Pickup
Pickup bond
Picture
Pie model of capital structure
Piece
Piggyback registration
Piggybacking
PIK (Payment-in-kind) securities
Pink sheets
Pip
Pipeline
Pit
Pit committee
PITI
Pivot
Place
Placement
Placement ratio
Plain vanilla
Plan agreement
Plan for reorganization
Plan participants
Plan sponsors
Planned amortization class (PAC)
Planned capital expenditure program
Planned financing program
Planning horizon
Plant
Player
Playing the market
Plaza Accord
Plow back
Plug
Plus
Plus a match
Plus tick
Plus tick seller
Point
Point Attractor
Points quote
Poison pill
Poison put
Policy asset allocation
Policy limit
Policy loan
Policyholder
Policyholder loan bonds
Pool
Pool factor
Pooling of interests
Porcupine provision
Portability
Portfolio
Portfolio allocation by region
Portfolio asset allocation
Portfolio beta
Portfolio diversification
Portfolio expected return
Portfolio internal rate of return
Portfolio management
Portfolio manager
Portfolio opportunity set
Portfolio R2
Portfolio restructuring
Portfolio separation theorem
Portfolio transaction costs
Portfolio turnover rate
Portfolio variance
Position building
Position diagram
Position Limit
Position limits
Position self
Position sheet
Position trader
Positive convexity
Positive covenant (of a bond)
Positive yield curve
Possessions corporation
Post
Post-audit
Post-dated check
Post-trade benchmarks
Postponement option
Postponing income
Pot
Pot is clean
Power of attorney
Pre-sold issue
Pre-tax contribution
Pre-trade benchmarks
Prearranged trading
Preauthorized checks (PAC)
Preauthorized electronic debits (PAD)
Preauthorized payment
Precautionary demand (for money)
Precautionary motive
Precedence
Precious metals
Precompute
Preemptive right
Preference
Preference share
Preference stock
Preferred dividend coverage
Preferred equity redemption stock (PERC)
Preferred habitat theory
Preferred shares
Preferred stock
Preferred stock agreement
Preferred stock ratio
PREG
Preliminary estimate
Preliminary prospectus
Premature distribution
Premium bond
Premium income
Premium raid
Prepackaged bankruptcy
Prepaid interest
Prepayment penalty
Prepayment speed
Prepayments
Prerefunded bond
Prerefunding
Presale order
Present value
Present Value Components Analysis
Present value factor
Present Value Index (PVI)
Present value of growth opportunities
President
Presidential election cycle theory
Pretax earnings or profits
Pretax rate of return
Previous balance method
Price change
Price compression
Price continuity
Price discovery process
Price effect
Price elasticities
Price gap
Price give
Price immunization
Price impact costs
Price leadership
Price of admission
Price Patterns
Price range
Price risk
Price spread
Price support
Price takers
Price uncertainty
Price value of a basis point (PVBP)
Price-book ratio
Price-earnings ratio
Price-sales ratio
Price-specie flow mechanism
Price-volume relationship
Price-weighted index
Priced out
Prices (of equity)
Pricey
Pricing efficiency
Primary dealer
Primary distribution
Primary earnings per (common) share
Primary market
Primary offering
Primary trend
PRIME
Prime paper
Prime rate
Prime rate fund
Primitive security
Principal
Principal amount
Principal Exchange-Rated-Linked Securities (PERLS)
Principal stockholder
Principal-agent relationship
Principal-only (PO)
Principle of diversification
Prior-lien bond
Prior-preferred stock
Priority
Private Export Funding Corporation (PEFCO)
Private letter ruling
Private limited partnership
Private market value (PMV)
Private Mortgage Insurance (PMI)
Private placement
Private unrequited transfers
Private-purpose bond
Privatization
Pro forma capital structure analysis
Pro forma financial statements
Pro forma statement
Probability
Probability density function
Probability distribution
Probability function
Proceeds
Proceeds sale
Processing Delay
Producer Price Index (PPI)
Product cycle
Product cycle theory
Product Differentiation
Product risk
Production Cost Advantage
Production payment financing
Production possibilities schedule
Production rate
Production-flow commitment
Productivity
Profile buyer/seller
Profit
Profit center
Profit forecast
Profit margin
Profit-sharing plan
Profitability index
Profitability ratios
Program trades
Progress payments
Progress review
Progressive tax system
Progressive taxation
Project Finance Loan Program
Project financing
Project link
Project loan certificate (PLC)
Project loan securities
Project loans
Project notes (PN)
Projected benefit obligation (PBO)
Projected maturity date
Projection
Promissory note
Property inventory
Property rights
Property tax
Proportional representation
Proprietary trading
Proprietorship
Prospective Earnings Growth (PEG Ratio)
Prospectus
Protect
Protectionism
Protective covenant
Protective put buying strategy
Prototype plan
Provision for income taxes
Provisional call feature
Proxy
Proxy contest
Proxy statement
Proxy vote
Prudent-man rule
PSA Prepayment Rate
PSSG
Public debt
Public housing authority bond
Public limited partnership
Public offering
Public offering price
Public ownership
Public Securities Administration (PSA)
Public securities offering
Public Utility Holding Company Act of 1935
Public warehouse
Public-purpose bond
Publicly held
Publicly traded assets
Puke
Pull
Pullback
Pulling in their horns
Purchase
Purchase accounting
Purchase agreement
Purchase and sale
Purchase fee
Purchase fund
Purchase loan
Purchase method
Purchase order
Purchase-money mortgage
Purchasing power
Purchasing power of the dollar
Purchasing power parity
Pure discount bond
Pure expectations theory
Pure index fund
Pure monopoly
Pure play
Pure yield pickup swap
Purpose loan
Purpose statement
Put an option
Put bond
Put Call Ratio
Put guarantee letter
Put it on
Put on
Put pants on it
Put price
Put provision
Put ratio backspread
Put swaption
Put to seller
Put-call parity
Put-call parity relationship
Put-call ratio
Pyramid scheme
- Q -
Q ratio or Tobin`s Q ratio
Quadratic programming
Qualification period
Qualified Domestic Relations Order (QDRO)
Qualified endorsement
Qualified opinion
Qualified plan or trust
Qualified retirement plan
Qualified Terminable Interest Property Trust (Q-TIP)
Qualified total distribution
Qualifying annuity
Qualifying share
Qualifying stock option
Qualitative analysis
Qualitative research
Quality of earnings
Quality option
Quality spread
Quant
Quantitative research
Quantity risk
Quantize
Quantos
Quarter stock
Quarterly
Quarterly financing
Quasi-public corporation
Quick assets
Quid pro quo
Quiet period
Quorum
Quotation board
Quote rule
Quoted price
- R -
R square (R2)
Radar alert
Raider
Rainmaker
Rally (recovery)
Random variable
Random walk
Randomized strategy
Range
Range forward
Rate anticipation swaps
Rate base
Rate covenant
Rate lock
Rate of interest
Rate of return
Rate of return ratios
Rate risk
Ratings
Ratio
Ratio analysis
Ratio Calendar Combination
Ratio Calendar Spread
Ratio Spread
Ratio writer
Rational expectations
Raw material
Raw material supply agreement
Reachback
Reaction
Reading the tape
Real
Real appreciation/depreciation
Real assets
Real body
Real capital
Real cash flow
Real Currency
Real estate
Real estate appraisal
Real estate broker
Real Estate Investment Trust (REIT)
Real Estate Mortgage Investment Conduit (REMIC)
Real exchange rates
Real gain or loss
Real GDP
Real income
Real interest rate
Real market
Real option
Real property
Real rate of return
Real return
Real time
Realistic on price
Realized compound yield
Realized profit (or loss)
Realized return
Realized yield
Realtor
Rebalancing
Rebate
Recalculation method
Recapitalization proposal
Recapture
Receipts
Receivables balance fractions
Receivables turnover ratio
Receive floating counterparty
Receive versus payment
Receiver
Receiver`s certificate
Recession
Recharacterization
Reciprocal marketing agreement
Reclamation
Record date
Recourse
Recovery
Red herring
Red-lining
Redeemable
Redemption
Redemption charge
Redemption cushion
Redemption date
Redemption fee
Redemption or call
Rediscount
Reduction-Option Loan (ROL)
Reference rate
Refinancing
Reflation
Refund
Refundable
Refunded bond
Refunding
Refunding Escrow Deposits (REDs)
Regional bank
Regional fund
Regional stock exchanges
Registered bond
Registered check
Registered company
Registered competitive market maker
Registered equity market maker
Registered investment adviser
Registered investment company
Registered options trader
Registered representative
Registered Retirement Savings Plan (RRSP)
Registered secondary offering
Registered security
Registered trader
Registrar
Registration
Registration statement
Regression
Regression analysis
Regression coefficient
Regression equation
Regression toward the mean
Regressive tax
Regular settlement
Regular way settlement
Regulated commodities
Regulated investment company
Regulation A
Regulation D
Regulation FD (fair disclosure)
Regulation G
Regulation M
Regulation Q
Regulation T
Regulation U
Regulations
Regulatory accounting procedures (RAP)
Regulatory pricing risk
Regulatory surplus
Rehypothecation
Reimbursement
Reinstatement
Reinsurance
Reinvestment
Reinvestment date
Reinvestment effect
Reinvestment privilege
Reinvestment rate
Reinvestment risk
Reinvoicing center
Rejection
Relative form of purchasing power parity
Relative purchasing power parity (RPPP)
Relative value
Relative yield spread
Release
Release clause
Remainderman
Remaining maturity
Remaining principal balance
Remargining
Rembrandt market
Remit
Remote disbursement
Renewable term life insurance
Renewal
Rent
Rent control
Reoffering yield
Reopen an issue
Reopening
Reorganization
Reorganization bond
Repatriation
Replacement Chain
Replacement cost
Replacement cost accounting
Replacement cost insurance
Replacement cycle
Replacement value
Replacement-chain problem
Replicating portfolio
Repo
Report
Reported factor
Reporting currency
Reproducible assets
Repurchase agreement
Repurchase of stock
Required minimum distribution (RMD)
Required Rate of Return (RRR)
Required reserves
Required return
Required yield
Rescaled Range (R/S) Analysis
Rescheduled loans
Rescind
Research and development (R"D)>
Research and development limited partnership
Research department
Research portable
Reservation price
Reserve
Reserve currency
Reserve ratios
Reserve requirements
Reset bonds
Reset frequency
Residential mortgage
Residential property
Residual assets
Residual dividend approach
Residual method
Residual Return
Residual value
Residuals
Resiliency
Resolution
Resolution Funding Corporation (RefCorp)
Resolution Trust Corporation (RTC)
Response
Restricted
Restricted account
Restricted stock
Restricted surplus
Restrictive covenants
Restrictive endorsement
Restructuring
Resyndication limited partnership
Retail
Retail credit
Retail house
Retail investors
Retail price
Retained earnings
Retained earnings statement
Retention
Retention rate
Retire
Retirement
Retirement Protection Act of 1994
Return
Return of capital
Return on assets (ROA)
Return on equity (ROE)
Return on investment (ROI)
Return on sales
Return on total assets
Return-to-maturity expectations
Reuters
Revaluation
Revenue Anticipation Note (RAN)
Revenue bond
Revenue fund
Revenue Reconciliation Act of 1993
Revenue sharing
Reversal
Reverse a swap
Reverse conversion
Reverse leverage
Reverse leveraged buyout
Reverse mortgage
Reverse price risk
Reverse repo
Reverse stock split
Reverse-annuity mortgages (RAM)
Reversing trade
Revised estimate
Revisionary trust
Revocable letter of credit
Revocable trust
Revolving credit agreement
Revolving line of credit
Reward-to-volatility ratio
Rich
RICO
Rider
Riding the yield curve
Riegle-Neal Interstate Banking and Branching Efficiency Act of 1994
Rigged market
Right
Right here
Right of first refusal
Right of redemption
Right of rescission
Rights of set-off
Rights offering
Rights-on
Ring the cash register
Rings
Rising bottoms
Risk
Risk arbitrage
Risk classes
Risk controlled arbitrage
Risk factor
Risk indexes
Risk lover
Risk management
Risk premium
Risk premium approach
Risk seeker
Risk tolerance
Risk transfer
Risk-adjusted discount rate
Risk-adjusted profitability
Risk-averse
Risk-based capital ratio
Risk-free asset
Risk-Free Interest Rate
Risk-free rate
Risk-neutral
Risk-prone
Risk-return trade-off
Risk-return tradeoff
Risk-reward ratio
Riskless arbitrage
Riskless or risk-free asset
Riskless rate
Riskless rate of return
Riskless transaction
Risky asset
Road show
Rocket scientist
Roll down
Roll forward
Roll order
Roll over
Roll up
Roll, Richard
Roll`s Critique
Rolling of Futures
Rollover
Rollover IRA
Ross, Stephen
Roth IRA
Round lot
Round-trip trade
Round-trip transactions costs
Round-turn
Royalty
Rubber check
Rule 13-d
Rule 14-d
Rule 144
Rule 144a
Rule 405
Rule 415
Rule of 72
Rule of Absolute Priority
Rules of fair practice
Rumortrage
Rump
Run
Rundown
Running ahead
Runoff
Russell 1000
Russell 2000
Russell 3000
Russell Indexes
Russian Trading System (RTS)
- S -
S&P
S&P 500 Composite Index
S&P phenomenon
S&P Rating
Safe harbor
Safe harbor lease
Safekeep
Safety cushion
Safety-net return
Salary
Salary freeze
Salary reduction plan
Salary Reduction Simplified Employee Pension Plan (SARSEP)
Sale
Sale and lease-back
Sales charge
Sales forecast
Sales literature
Sales tax
Sales-type lease
Salomon Brothers Non-U.S. Dollar World Government Bond Index
Salomon Brothers World Equity Index (SBWEI)
Salvage value
Same-Day Funds Settlement (SDFS)
Same-day substitution
Samurai bond
Samurai market
Santa Claus Rally
Saturday night special
Saucer
Savings and loan association
Savings Association Insurance Fund (SAIF)
Savings bank
Savings bond
Savings deposits
Savings element
Savings Incentive Match Plan for Employees (SIMPLE) 401(k) plan
Savings rate
Scale
Scale in
Scale order
Scale-enhancing
Scaling
Scalp
Scalping
Scattered
Scenario analysis
Schedule 13d
Schedule C
Scheduled cash flows
Scorched-earth policy
SCORE
Screen stocks
Scrip
Scripophily
Search costs
Seasonally adjusted
Seasoned
Seasoned datings
Seasoned issue
Seasoned new issue
Seat
SEC fee
Second market
Second mortgage lending
Second pass regression
Second round
Second-preferred stock
Second-to-die insurance
Secondary distribution/offering
Secondary issue
Secondary mortgage market
Secondary Offering
Secondary stocks
Section 482
Sector
Sector allocation
Sector diversification
Sector fund
Sector rotation
Secular
Secured bond
Secured debt
Securities & Exchange Commission (SEC)
Securities Act of 1933
Securities Acts Amendments of 1975
Securities and commodities exchanges
Securities and Exchange Commission Rules
Securities Exchange Act of 1934
Securities Exchange of Thailand (SET)
Securities Industry Association (SIA)
Securities Industry Committee on Arbitration (SICA)
Securities Investor Protection Corporation (SIPC)
Securities loan
Securities markets
Securitization
Security characteristic line
Security deposit (initial)
Security Industry Automated Corporation (SIAC)
Security market plane
Security ratings
Security selection
Security selection decision
Seed money
Seek a market
Segregation of securities
Select ten portfolio
Selected dealer agreement
Selective hedging
Self-amortizing mortgage
Self-directed IRA
Self-employed income
Self-employment tax
Self-liquidating loan
Self-regulatory organization (SRO)
Self-selection
Self-Similar
Self-supporting debt
Self-tender offer
Sell
Sell hedge
Sell limit order
Sell off
Sell order
Sell out
Sell plus order
Sell Short
Sell the book
Sell-side analyst
Seller financing
Seller`s market
Seller`s option
Selling climax
Selling concession
Selling dividends
Selling group
Selling on the good news
Selling short against the box
Selling Syndicate
Selling the spread
Selling, general, and administrative (SG&A) expenses
Semistrong-form efficiency
Send it in
Senior debt
Senior mortgage bond
Senior refunding
Senior security
Seniority
Sensitive market
Sensitivity
Sensitivity analysis
Sentiment indicators
Separate customer
Separate tax returns
Separate Trading of Registered Interest and Principal Securities (STRIPS)
Separation property
Separation theorem
Serial bonds
Serial covariance
Serial entrepreneur
Serial redemption
Series
Series bond
Series E bond
Series EE bond
Series HH bond
Set of contracts perspective
Set up
Set-aside
Settle price
Settlement
Settlement date
Settlement options
Settlement price
Settlement rate
Settlement risk
Severally but not jointly
Shadow calendar
Shadow stock
Shadows
Shakeout
Sham
Share broker
Share repurchase
Shared Appreciation Mortgage (SAM)
Shareholder
Shareholders` equity
Shareholders` letter
Shares
Shares authorized
Shark repellant
Shark watcher
Sharpe benchmark
Sharpe ratio
Shelf offering
Shelf registration
Shell corporation
Shirking
Shogun bond
Shootout
Shop
Shopped stock
Shopping
Short
Short against the box
Short bonds
Short coupon
Short covering
Short exempt
Short hedge
Short Interest Ratio
Short interest theory
Short ratio(or short interest ratio)
Short sale
Short selling
Short settlement
Short straddle
Short tender
Short-Form Registration
Short-run operating activities
Short-sale rule
Short-short test
Short-term
Short-term bond fund
Short-term capital gain
Short-term debt
Short-term financial plan
Short-term gain (or loss)
Short-term investment services
Short-term reserves
Short-term solvency ratios
Short-term tax exempts
Short-term trend
Shortage cost
Shortfall risk
Show and tell list
Show me buyer/seller
Show stopper
Shrinkage
Shut out the book
Side effects
Side-by-side trading
Sidelines
Sight draft
Signal Line
Signaling approach
Signaling approach (on dividend policy)
Signature guarantee
Signature loan
Significant influence
Significant order
Significant order imbalance
Silent partner
Simple compound growth method
Simple interest
Simple IRA
Simple linear regression
Simple linear trend model
Simple moving average
Simple prospect
Simple rate of return
Simplified Employee Pension (SEP) plan
Simulation
Singapore International Monetary Exchange (SIMEX)
Single European Act
Single life annuity
Single option
Single-buyer policy
Single-country fund
Single-factor model
Single-index model
Single-payment bond
Single-Premium Deferred Annuity (SPDA)
Single-premium life insurance
Single-state municipal bond fund
Sinker
Sinking fund
Sinking fund requirement
Sit tight
Size
Size out the book
Skewed distribution
Skewness
Skill
Skip-day settlement
Skip-payment privilege
SLD last sale
Sleeper
Sleeping beauty
Slump
Small business policy
Small investor
Small issues exemption
Small Order Execution System (SOES)
Small-cap
Small-capitalization (small cap) stocks
Small-capitalization (small-cap) fund
Small-firm effect
Smart money
Smidge
Smithsonian Agreement
Snake
Snowballing
Social Security benefits
Social Security Disability Income Insurance
Socially conscious mutual fund
Society for Worldwide Interbank Financial Telecommunications (SWIFT)
Soft capital rationing
Soft currency
Soft dollars
Soft landing
Soft market
Soft spot
Softs
Sold away
Sold-out market
Sole proprietorship
Solvency
Sour bond
Source of funds seller
South African Futures Exchange (SAFEX)
Sovereign risk
Span
SPDRs
Special arbitrage account
Special assessment bond
Special bid
Special bond account
Special dividend
Special Drawing Rights (SDR)
Specialist block purchase and sale
Specialist market
Specialist unit
Specialist`s book
Specialist`s short-sale ratio
Specific issues market
Specific Return
Spectail
Speculative
Speculative demand (for money)
Speculative motive
Speculative stock
Speculative-grade bond
Spider (SPDR)
Spin-off
SPINs
Spline
Split commission
Split offering
Split order
Split print
Split rating
Split stock
Split-coupon bond
Split-fee option
Split-rate tax system
Spoken for
Sponsor
Spontaneous Current Liabilities
Spontaneous Liabilities
Spot commodity
Spot exchange rates
Spot futures parity theorem
Spot interest rate
Spot lending
Spot rate
Spot rate curve
Spot secondary
Spot trade
Spousal IRA
Spousal remainder trust
Spread income
Spread option
Spread order
Spread position
Spreadsheet
Sprinkling trust
SPX
Squeeze
SS1
Stability
Stabilization
Stable Paretian, or Fractal Hypothesis
Stag
Stagflation
Staggered board of directors
Staggering maturities
Stagnation
Stakeholders
Stamp duty
Stamp tax
Stand up to
Stand-alone principle
Standard & Poor`s 500 (SP 500) S&P 500 Index
Standard & Poor`s Depositary Receipt (SPDR)
Standard & Poor`s MidCap 400 Index
Standard & Poor`s SmallCap 600 Index
Standard deduction
Standard deviation
Standard error
Standard Industrial Classification (SIC)
Standardized normal distribution
Standardized value
Standby agreement
Standby commitment
Standby fee
Standby letter of credit
Standing
Standstill agreement
Start-up
State and local government series (SLUGs)
State bank
State tax-exempt income fund
Stated annual interest rate
Stated conversion price
Stated maturity
Stated value
Statement billing
Statement of Additional Information (SAI)
Statement of Cash Flows
Statement of condition
Statement of Financial Accounting Standards No. 52
Statement of Financial Accounting Standards No. 8
Statement-of-Cash-Flows Method
Static theory of capital structure
Stationary time series
Statistical tracking error
Statutory debt limit
Statutory investment
Statutory merger
Statutory surplus
Statutory voting
Staying power
Steady state
Steenth
Steepening of the yield curve
Step aside
Step up
Step-down note
Step-up bond
Step-up swap
Sterilized intervention
Sticky deal
Stochastic models
Stochastics index
Stock
Stock ahead
Stock bonus plan
Stock buyback
Stock certificate
Stock dividend
Stock Exchange Automated Quotation System (SEAQ)
Stock Exchange of Hong Kong (SEHK)
Stock Exchange of Singapore (SES)
Stock Exchange of Thailand (SET)
Stock Exchange, Mumbai (BSE)
Stock exchanges
Stock Index Future
Stock index option
Stock index swap
Stock insurance company
Stock jockey
Stock list
Stock market
Stock option
Stock power
Stock purchase plan
Stock rating
Stock record
Stock replacement strategy
Stock repurchase
Stock right
Stock selection
Stock split
Stock symbol
Stock ticker
Stock watcher (NYSE)
Stockholder books
Stockholder equity
Stockholder of record
Stockholder`s equity
Stockholder`s report
Stockholm Stock Exchange
Stockout
Stop And Reverse
Stop basis
Stop Limit Order
Stop Loss Order
Stop Order
Stop order (or stop)
Stop payment
Stop-limit order
Stop-loss order
Stop-out price
Stopped
Stopped out
Stopping curve
Stopping curve refunding rate
Story stock/bond
Straight
Straight term insurance policy
Straight value
Straight voting
Straight-line depreciation
Strange Attractor
Strategic alliance
Strategic buyout
Strategy
Stratified equity indexing
Stratified sampling approach to indexing
Stratified sampling bond indexing
Stray
Street
Street name
Strike index
Striking price
Strip
Strip mortgage participation certificate (strip PC)
Stripped bond
Stripped mortgage-backed securities (SMBS)
Stripped yield
Strong Currency
Strong dollar
Strong form of the EMT
Strong-form efficiency
Structural Adjustment Loan Facility (SAL)
Structured arbitrage transaction
Structured debt
Structured note
Structured portfolio strategy
Structured settlement
Stub
Student Loan Marketing Association (SLMA)
Subchapter M
Subchapter S
Subject
Subject market
Subject to a (NY) can
Subject to a print/execution/trading
Subject to opinion
Subjective probabilities
Subordinated
Subordinated bonds
Subordinated debenture bond
Subordinated debt
Subordination clause
Subpart F
Subperiod return
Subrogation
Subscription
Subscription agreement
Subscription price
Subscription privilege
Subscription warrant
Subsidiary
Subsidized financing
Substantially equal periodic payments (SEPP)
Substitute sale
Substitution swap
Success tax
Suicide pill
Suitability rules
Sum-of-the-years`-digits depreciation
Summary plan description (SPD)
Sunk costs
Sunrise industries
Super Bowl indicator
Super DOT
Super sinker bond
Supermajority
Supermajority amendment
Supervisory analyst
Supervisory board
Supplemental Security Income
Supplier credit
Supply shock
Supply-side economics
Surcharge
Surety
Surplus funds
Surtax
Surveillance department of exchanges
Sushi bond
Suspended trading
Suspense account
Sustainable growth rate
Swap
Swap book
Swap buy back
Swap rate
Swap reversal
Swap sale
Swaption
Sweat equity
Sweep account
Sweetener
Swing
Swingline facility
Swiss Electronic Bourse (EBS)
Swiss Options and Financial Futures Exchange (SOFFEX)
Swissy
Switch order
Switching
Switching options
Sydney Futures Exchange (SFE)
Symbol book special
Symmetric cash matching
Synchronous data
Syndicate
Syndicated Eurocredit loans
Syndicated Loan
Synergistic effect
Synergy
Synthetic convertible
Synthetic forward position
Synthetics
Systematic
Systematic investment plan
Systematic Return
Systematic risk
Systematic risk principle
Systematic withdrawal plan
- T -
T-period holding-period return
T-Rex Fund
Tactical Asset Allocation (TAA)
Tail
Tailgating
Taiwan Stock Exchange
Take
Take a bath
Take a flier
Take a position
Take a powder
Take a swing
Take it down
Take me along
Take off
Take the offer
Take-or-pay contract
Take-out
Take-up fee
Takedown
Takeover
Takeover target
Takes a call
Takes price
Taking a view
Taking delivery
Tandem programs
Tangibility
Tangible asset
Tangible net worth
Tape
Tape is late
Target cash balance
Target company
Target firm
Target investment mix
Target Leverage Ratio
Target payout ratio
Target price
Target zone arrangement
Target zones
Targeted Amortization Class (TAC) bonds
Targeted registered offerings
Targeted repurchase
Tariff
Tax and loan account
Tax anticipation bills (Tabs)
Tax Anticipation Notes (Tans)
Tax arbitrage
Tax audit
Tax avoidance
Tax base
Tax basis
Tax books
Tax bracket
Tax clawback agreement
Tax clientele
Tax credit
Tax deduction
Tax deferral option
Tax differential view (of dividend policy)
Tax Equity and Fiscal Responsibility Act of 1982 (TEFRA)
Tax evasion
Tax free acquisition
Tax haven
Tax haven affiliate
Tax holiday
Tax liability
Tax lien
Tax loss carryback, carryforward
Tax planning
Tax preference item
Tax preparation services
Tax rate
Tax Reduction Strategy
Tax Reform Act of 1976
Tax Reform Act of 1984
Tax Reform Act of 1986
Tax refund
Tax schedules
Tax selling
Tax shelter
Tax shield
Tax software
Tax status election
Tax straddle
Tax swap
Tax umbrella
Tax-deductible
Tax-deferred income
Tax-deferred retirement plans
Tax-equivalent yield
Tax-exempt bond
Tax-exempt income
Tax-exempt income fund
Tax-exempt money market fund
Tax-exempt sector
Tax-exempt security
Tax-neutrality
Tax-sheltered annuity
Tax-timing option
Taxable acquisition
Taxable equivalent yield
Taxable estate
Taxable event
Taxable income
Taxable municipal bond
Taxable transaction
Taxable year
Taxpayer Relief Act of 1997
Tear sheet
Teaser rate
Technical Analyst
Technical analysts
Technical condition of a market
Technical descriptors
Technical forecasting
Technical indicator
Technical Information
Technical insolvency
Technical rally
Technical sign
TED spread
Teeny
Tel Aviv Stock Exchange
Telephone switching
Temporal method
Temporary Assets
Temporary Financing
Temporary investment
Tenant
Tenants in common
Tenbagger
Tender
Tender offer
Tender offer premium
Tenor
Term
Term bonds
Term certificate
Term Fed funds
Term insurance
Term life insurance
Term loan
Term premiums
Term repo
Term structure of interest rates
Term to maturity
Term trust
Terminal value
Terms of sale
Terms of trade
Territorial tax system
Test
Testamentary trust
The Curb
The Market
The Public
Theoretical futures price
Theoretical spot rate curve
Theoretical value
Thin market
Thinly traded
Third market
Thirty-day visible supply
Thirty-day wash rule
Three steps and a stumble rule
Three-phase DDM
Threshold for refinancing
Thrift institution
Thrift plan
Throughput agreement
Tick indicator
Tick-test rules
Ticker
Ticker symbol
Ticker tape
Ticket
Ticks Down
Ticks Up
Tier 1 and Tier 2
TIGER
Tight
Tight market
Tight money
Tiki
Tilted portfolio
Time Cycles
Time deposit
Time draft
Time horizon
Time order
Time premium
Time series models
Time spread strategy
Time to maturity
Time until expiration
Time value of an option
Time value of money
Time-series analysis
Timeliness
Times-interest-earned ratio
Timing option
Tip
Tired
Title insurance
To be announced (TBA)
Tobin`s Q
Toehold purchase
Tokyo Commodity Exchange (TOCOM)
Tokyo International Financial Futures Exchange
Tokyo Stock Exchange (TSE)
Toll revenue bond
Tolling agreement
Tom next
Tombstone
Ton
Top
Top-down approach
Top-down equity management style
Top-heavy
Topping out
Toronto Stock Exchange (TSE)
Total
Total asset turnover
Total capitalization
Total cost
Total debt-to-equity ratio
Total dollar return
Total Market Capitalization
Total return
Total return for calendar year
Total revenue
Total risk
Total volume
Touch, the
Tough on price
Tout
Tracking error
Tracking stock
Trade
Trade acceptance
Trade away
Trade balance
Trade credit
Trade date
Trade debt
Trade deficit or surplus
Trade draft
Trade flat
Trade house
Trade me out
Trade on the wire
Trade on top of
Trademark
Traders
Trades by appointment
Trading
Trading authorization
Trading costs
Trading desk (dealing desk)
Trading dividends
Trading halt
Trading paper
Trading pattern
Trading posts
Trading price
Trading profit
Trading range
Trading unit
Trading variation
Trading volume
Traditional IRA
Traditional view (of dividend policy)
Trailing earnings
Trailing sales
Tranche
Transaction
Transaction demand (for money)
Transaction exposure
Transaction fee
Transaction loan
Transaction Risk
Transaction tax
Transactions costs
Transactions motive
Transfer
Transfer agent
Transfer payments
Transfer price
Transfer tax
Transferable letter of credit
Transferable put right
Transition phase
Translation exposure
Translation Risk
Transmittal letter
Travel and entertainment expense
Treasurer
Treasurer`s check
Treasury
Treasury bills
Treasury bonds
Treasury direct
Treasury notes
Treasury securities
Treasury stock
Treat me subject
Trend line
Trend Ratio Analysis
Trending Market
Treynor Index
Triangular arbitrage
Trickle down
TRIN
Triple net lease
Triple tax-exempt
Triple witching hour
Trough
True interest cost
True lease
Trust
Trust company
Trust deed
Trust fund transaction
Trust Indenture Act of 1939
Trust receipt
Trustee
Trustee in bankruptcy
Truth in lending law
TSE 300 (Toronto Stock Exchange 100 index)
TT&L account
Turkey
Turn
Turnaround
Turnaround time
Turning Point
Turnkey construction contract
Turnover
Turnover rate
Twenty bond index
Twenty-day period
Twisting
Two dollar broker
Two-factor model
Two-fund separation theorem
Two-sided market
Two-state option pricing model
Two-tier bid
Two-tier tax system
Type
U -
Ultra vires activities
Ultra-short-term bond fund
Ultradot
Umbrella personal liability policy
Umbrella policy
Unamortized bond discount
Unamortized premiums on investments
Unbiased expectations hypothesis
Unbiased predictor
Unbundling
Uncollected funds
Uncollectible account
Uncovered call
Uncovered put
Under the belt
Underbanked
Underbooked
Undercapitalized
Underfunded pension plan
Underinvestment problem
Underlying
Underlying asset
Underlying Bid
Underlying debt
Underlying futures contract
Underlying Instrument
Undermargined account
Underperform
Underpricing
Undervalued
Undervalued security
Underwithholding
Underwrite
Underwriting
Underwriting agreement
Underwriting Commission
Underwriting fee
Underwriting income
Underwriting spread
Underwriting syndicate
Underwritten offering
Undigested securities
Unearned income (revenue)
Unearned interest
Unemployment rate
Unencumbered
Unfunded debt
Unfunded pension plan
Unified tax credit
Uniform Commercial Code (UCC)
Uniform Gifts to Minors Act (UGMA)
Uniform practice code
Uniform securities agent state law examination
Uniform Transfers to Minors Act (UTMA)
Unilateral transfers
Uninsured motorist insurance
Unique Diversification Benefit
Unique risk
Unissued stock
Unit
Unit benefit formula
Unit investment trust
Unit Share Investment Trust (USIT)
Unit trust
United States government securities
Universal life
Universe of securities
Unleveraged beta
Unleveraged program
Unleveraged required return
Unlevered cost of equity
Unlimited liability
Unlimited marital deduction
Unlimited tax bond
Unlisted security
Unlisted trading
Unloading
Unmargined account
Unmatched book
Unpaid dividend
Unqualified opinion
Unrealized capital gain/loss
Unseasoned issue
Unsecured debt
Unsterilized intervention
Unsystematic risk
Unwind a trade
Up
Up tick
Upgrading
Upset price
Upside potential
Upstairs market
Upstairs order
Upswing
Uptick rule
Uptick trade
US Prime Rate
US Treasury bill
US Treasury bond
US Treasury note
Useful life
Usury laws
Utility
Utility function
Utility revenue bond
Utility value
- V -
V formation
Valuation
Valuation Opportunity Cost
Valuation reserve
Value Added
Value additivity principal
Value broker
Value dating
Value Line investment survey
Value manager
Value Maximization
Value stock fund
Value stocks
Value-added tax
Value-at-risk model (VaR)
Vancouver Stock Exchange (VSE)
Vanilla issue
Variable
Variable annuities
Variable cost
Variable life insurance policy
Variable rated demand bond (VRDB)
Variable Ratio Write
Variable-price security
Variable-rate CDs
Variable-rate demand note
Variable-rate loan
Variance
Variance rule
Variance-minimization approach to tracking
Variation margin
Vega
Velda Sue
Velocity
Vendor
Venture capital
Venture capital limited partnership
Vertical acquisition
Vertical analysis
Vertical line charting
Vertical merger
Vest
Veterans Administration (VA) mortgage
Vienna Stock Exchange (VSX)
Virtual currency option
Visible supply
Volatility risk
Volume deleted
Volume discount
Volume Moving Average (Volume MA)
Volume Price Trend (VPT)
Voluntary accumulation plan
Voluntary bankruptcy
Voluntary liquidation
Voluntary plan
Voting certificate
Voting rights
Voting stock
Voting trust certificate
VWAP
- W -
W-type bottom
Wage assignment
Wage-push inflation
Waiting period
Waiver of premium
Walk away
Wall Street
Wallflower
Wallpaper
Wanted for cash
War babies
War chest
Warehouse receipt
Warehousing
Warranty
Wash
Wash sale
Wasting asset
Watch list
Watered stock
Wave
Weak dollar
Weak market
Weak-form efficiency
Wedge
Weekend effect
Weighted average cost of capital (WACC)
Weighted average Coupon
Weighted average maturity
Weighted average portfolio yield
Weighted average remaining maturity
Well-diversified portfolio
Whipsawed
Whisper number or forecast
Whisper stock
Whistle blower
White knight
White Noise
White sheets
White squire
White-shoe firm
White`s rating
Whitemail
Whole life insurance
Whole loan
Wholesale mortgage banking
Wholesaler
Wholly owned subsidiary
Whoops
Wi WI
Wide opening
Widow-and-orphan stock
Wild card option
Williams Act
Wilshire indexes
Windfall profit
Window
Window contract
Window dressing
Winner`s curse
Winnipeg Commodity Exchange
Wire house
Wire room
With dividend
With ice
With rights
Withdrawal plan
Withholding
Withholding tax
Without
Without recourse
Woody
Working
Working away
Working capital
Working capital management
Working capital ratio
Working control
Working order
Workout
Workout market
Workout period
World Bank
World Equity Benchmark Series (WEBS)
World investible wealth
World Trade Organization (WTO)
Wrap account
Wraparound annuity
Wraparound mortgage
Wrinkle
Write out
Write-down
Write-off
Writing cash-secured puts
Writing puts to acquire stock
Written-down value
- Y -
Yankee bonds
Yankee CD
Yankee market
Yard
Yates`s Correction
Year-end dividend
Year-to-date (YTD)
Yellow sheets
Yen bond
Yield advantage
Yield burning
Yield curb
Yield curve option-pricing models
Yield curve strategies
Yield differential/pickup
Yield equivalence
Yield ratio
Yield spread
Yield spread strategies
Yield to average life
Yield to call
Yield to maturity
Yield to warrant call
Yield to warrant expiration
Yield to worst
Yo-yo stock
- Z -
Z bond
Z score
Zabara
Zaibatsu
Zero prepayment assumption
Zero-balance account (ZBA)
Zero-base budgeting (ZBB)
Zero-beta portfolio
Zero-bracket amount
Zero-coupon bond
Zero-coupon convertible security
Zero-investment portfolio
Zero-minus tick
Zero-one integer programming
Zero-plus tick
Zeta
Zigzag
Zombies