Ultra vires activities
Ultra-short-term bond fund
Ultradot
Umbrella personal liability policy
Umbrella policy
Unamortized bond discount
Unamortized premiums on investments
Unbiased expectations hypothesis
Unbiased predictor
Unbundling
Uncollected funds
Uncollectible account
Uncovered call
Uncovered put
Under the belt
Underbanked
Underbooked
Undercapitalized
Underfunded pension plan
Underinvestment problem
Underlying
Underlying asset
Underlying Bid
Underlying debt
Underlying futures contract
Underlying Instrument
Undermargined account
Underperform
Underpricing
Undervalued
Undervalued security
Underwithholding
Underwrite
Underwriting
Underwriting agreement
Underwriting Commission
Underwriting fee
Underwriting income
Underwriting spread
Underwriting syndicate
Underwritten offering
Undigested securities
Unearned income (revenue)
Unearned interest
Unemployment rate
Unencumbered
Unfunded debt
Unfunded pension plan
Unified tax credit
Uniform Commercial Code (UCC)
Uniform Gifts to Minors Act (UGMA)
Uniform practice code
Uniform securities agent state law examination
Uniform Transfers to Minors Act (UTMA)
Unilateral transfers
Uninsured motorist insurance
Unique Diversification Benefit
Unique risk
Unissued stock
Unit
Unit benefit formula
Unit investment trust
Unit Share Investment Trust (USIT)
Unit trust
United States government securities
Universal life
Universe of securities
Unleveraged beta
Unleveraged program
Unleveraged required return
Unlevered cost of equity
Unlimited liability
Unlimited marital deduction
Unlimited tax bond
Unlisted security
Unlisted trading
Unloading
Unmargined account
Unmatched book
Unpaid dividend
Unqualified opinion
Unrealized capital gain/loss
Unseasoned issue
Unsecured debt
Unsterilized intervention
Unsystematic risk
Unwind a trade
Up
Up tick
Upgrading
Upset price
Upside potential
Upstairs market
Upstairs order
Upswing
Uptick rule
Uptick trade
US Prime Rate
US Treasury bill
US Treasury bond
US Treasury note
Useful life
Usury laws
Utility
Utility function
Utility revenue bond
Utility value